- Tidied up keywords and spell-checked. - Updated introduction to match final paper structure. - Cleaned up use of "architecture" vs. "approach". - Edited discussion in architecture section. - Rewrote implementation and testing sections. - Rewrote results section and deleted obsolete material. - Added output queue, further testing & evaluation and miscellaneous issues to future work. - Added note about multiple targets.

nigel.stanger / Publications

Browse code - Tidied up keywords and spell-checked. - Updated introduction to match final paper structure. - Cleaned up use of "architecture" vs. "approach". - Edited discussion in architecture section. - Rewrote implementation and testing sections. - Rewrote results section and deleted obsolete material. - Added output queue, further testing & evaluation and miscellaneous issues to future work. - Added note about multiple targets. - Revamped conclusion. Williamson_2005
1 parent e5545d0 commit 793085d74044d4fa20c6c2b81026e81d5f4ff79a nstanger authored on 18 Aug 2005

Browse code

- Tidied up keywords and spell-checked.

- Updated introduction to match final paper structure.
- Cleaned up use of "architecture" vs. "approach".
- Edited discussion in architecture section.
- Rewrote implementation and testing sections.
- Rewrote results section and deleted obsolete material.
- Added output queue, further testing & evaluation and miscellaneous issues
  to future work.
- Added note about multiple targets.
- Revamped conclusion.

Williamson_2005

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\documentclass{CRPITStyle} \usepackage{harvard} \usepackage{graphicx} \usepackage{verbatim} \pagestyle{empty} \thispagestyle{empty} \title{Lightweight Update Propagation using Atom} \author{David W.\ Williamson \and Nigel J.\ Stanger} \affiliation{Department of Information Science, \\ University of Otago, \\ PO Box 56, Dunedin, New Zealand \\ Email:~\texttt{\{dwilliamson,nstanger\}@infoscience.otago.ac.nz}} \begin{document} \maketitle \begin{abstract} There are many situations where some form of automated update propagation across disparate databases may be beneficial. For example, a retailer could automatically retrieve the latest pricing data from their suppliers' databases, and use these data to update their own internal database. Doing so at regular intervals ensures that the retailer always has current pricing information in their database. Electronic Data Integration (EDI) tools that provide such features already exist but can be expensive to implement, particularly for small to medium enterprises (SME's). In this paper we propose a lightweight approach for propagating updates from one database to another using the Atom XML syndication format, thus providing a simpler, cost-effective technology for facilitating data integration. This approach enables a target database to regularly poll one or more source databases for updates, which are then applied to the target database (alternatively, updates could be ``pushed'' to the target from the sources). This approach can be used in typical data integration scenarios where the data sources are updated at irregular intervals, such as the aforementioned retailer example, or when extracting data from multiple data sources for loading into a data warehouse. In the paper we discuss the underlying principles and motivation for the approach, discuss possible architectures, and describe an early prototype implementation. \end{abstract} \vspace{.1in} \noindent {\em Keywords:} update propagation, data integration, Atom, Semantic Web, B2B \section{Introduction} \label{sec-intro} The ability to integrate data from multiple heterogeneous sources is becoming a key issue for modern businesses, and yet the number of businesses implementing data integration solutions is smaller than we might expect \cite{Beck-R-2002-Bled,vaHe-E-1999-EDI}. This is particularly true for small to medium enterprises (SME's), for whom the cost of implementing an enterprise-scale data integration solution can often be prohibitive \cite{Beck-R-2002-Bled,Guo-J-2003-DocEng,Somm-RA-2002-SIGMOD}. In this paper, we propose a lightweight approach for propagating updates from one database to another using the Atom XML syndication format. This approach could provide a cost-effective alternative technology for SME's to facilitate data integration rather than having to purchase expensive enterprise grade systems. The underlying architecture is very flexible and can be easily extended to support additional functionality. We should clarify at this point that we are not proposing an approach for processing data streams \cite{Babc-B-2002-Streams}. Such approaches deal with processing continuous streams of real-time data, whereas our approach provides a lightweight means to propagate discrete sets of ``conventional'' update operations from one database to another. The remainder of this paper comprises seven sections. In Section~\ref{sec-background} we provide some general background information regarding data integration and the Atom syndication format, while in Section~\ref{sec-motivation} we discuss the motivation behind our approach. We outline the architecture underlying our approach in Section~\ref{sec-architecture} and discuss the implementation and testing of a proof of concept prototype in Section~\ref{sec-prototype}. Preliminary results of the testing are presented in Section~\ref{sec-results}, followed by possible directions for future work in Section~\ref{sec-future-work}. The paper concludes in Section~\ref{sec-conclusion}. \section{Background} \label{sec-background} In this section, we briefly discuss the concepts and technologies that underlie our approach. In Section~\ref{sec-data-integration} we provide a brief overview of data integration, especially in the context of SME's attempting to implement a data integration solution. This is followed by a brief discussion of the development of Atom and related technologies such as RSS and RDF. \subsection{Data Integration} \label{sec-data-integration} Data integration is a term used to describe the combining of data residing in different sources to provide the user with a unified view of those data \cite{Bati-C-1986,Yu-C-2004-SIGMOD}. This activity is becoming increasingly important to modern business operations as more and more organisations rely upon applications that support staff in undertaking informed decision making \cite{Calv-D-1998-CoopIS,Yu-C-2004-SIGMOD}. Data integration is a domain that has been a topic of research for some time \cite{Beck-R-2002-Bled,Wied-G-1993-SIGMOD}; today this domain is of no less significance with many organisations requiring the aggregation of data from multiple and often heterogeneous sources, for a wide variety of applications \cite{Haas-LM-1999-DEB}. \citeasnoun{Bati-C-1986} illustrated three common scenarios for integration environments: \begin{enumerate} \item homogeneous, where all the sources of data share the same schema; \item heterogeneous, where data must be integrated from sources that may use different schemas or platforms (e.g., a combination of relational and hierarchical databases); and \item federated, where integration is facilitated by the use of a common export schema over all data sources. \end{enumerate} A typical example of data integration from heterogeneous sources can be found in the arena of business-to-business (B2B) commerce, where, for example, a manufacturer may have to interact with multiple suppliers or temporary contractors, each of whom may use completely different data structures and data exchange formats \cite{Ston-M-2001-SIGMOD}. With the introduction of cheaper web based technology, many more organisations have been able to undertake projects to facilitate data integration, but the costs associated with such technology can still be quite prohibitive to the many smaller companies and organisations that comprise the majority of most countries' economies. Many initiatives have been put forward to try and alleviate this situation, one of the more recent being the OASIS Universal Business Language (UBL) standard \cite{Mead-B-2004-UBL}, which is a project to standardise common business documentation---invoices, purchase orders, etc.---so that it is easier for companies to establish and maintain automated transactions with other parties. UBL has been designed to operate with another OASIS standard, ebXML \cite{Eise-B-2001-ebXML}, which specifies a framework for facilitating e-business transactions. XML has been widely adopted as a standard platform for exchanging data between organisations, and many specialist standards---such as the aforementioned ebXML---have been developed to cater to the unique needs that certain business sectors present. In addition to XML-based language specifications, other standards such as EDIFACT and EXPRESS have been defined to facilitate the transmission of information from various sources so that it may be integrated with other data. \subsection{The Atom Syndication Format} \label{sec-atom-overview} In this section we provide a brief overview of the Atom syndication format and the technologies that led to its development. \subsubsection{RDF, RSS and the Semantic Web} \label{sec-rdf-rss} The World Wide Web (WWW) as it stands today mostly comprises documents intended for humans to read, i.e., ``\ldots{}a medium of documents for people rather than for data and information that can be processed automatically\ldots'' \cite{Bern-T-2001-SciAm}, which provides minimal opportunity for computers to perform additional interpretation or processing on them \cite{Bern-T-1999-WWW,Bern-T-2001-SciAm}. In essence, computers in use on the Web today are primarily concerned with the parsing of elementary layout information, for example headers, graphics or text, and processing like user input forms \cite{Bern-T-1999-W3C,Bern-T-2001-SciAm}. There are few means by which computers can perform more powerful processing or manipulation on web resources \cite{Bern-T-2001-SciAm,Fens-D-2003}, most often because the additional semantics required do not exist or are not in a form that can be interpreted by computers \cite{Koiv-MR-2001-W3C}. The motivation for the adoption of semantics in Web documents can be made evident simply by using a contemporary search engine to look for an ``address''. This search may well return a plethora of results ranging from street addresses and email addresses to public addresses made by important individuals through the ages. This kind of scenario is one of the reasons for the W3C's Semantic Web project \cite{Koiv-MR-2001-W3C}. In the words of its creator, Tim Berners-Lee, its goal is to: \begin{quotation} ``\ldots{}develop enabling standards and technologies designed to help machines understand more information on the Web so that they can support richer discovery, data integration, navigation, and automation of tasks. With Semantic Web we not only receive more exact results when searching for information, but also know when we can integrate information from different sources, know what information to compare, and can provide all kinds of automated services in different domains from future home and digital libraries to electronic business and health services.'' \cite{Koiv-MR-2001-W3C} \end{quotation} RDF is a technology that is an integral part of the W3C Semantic Web initiative, as the following excerpt from the W3C Semantic Web activity statement will attest: \begin{quotation} ``The Resource Description Framework (RDF) is a language designed to support the Semantic Web, in much the same way that HTML is the language that helped initiate the original Web. RDF is a framework for supporting resource description, or metadata (data about data), for the Web. RDF provides common structure that can be used for interoperable XML data exchange.'' \cite{Powe-S-2003-RDF} \end{quotation} What RDF does in the context of the Semantic Web is to provide a way to record data so that they can be interpreted easily by machines, which in turn provides an avenue to ``\ldots{}more efficient and sophisticated data interchange, searching, cataloguing, navigation, classification and so on\ldots{}'' \cite{Powe-S-2003-RDF}. Since its inception in the late 1990's, the RDF specification has spawned several applications, RSS being but one example. RDF Site Summary (RSS) is an XML application, of which versions 0.9 and 1.0 conform to the W3C's RDF specification. It is a format intended for metadata description and content syndication \cite{Mano-F-2004-RDF}. Originally developed by Netscape as a means to syndicate content from multiple sources onto one page \cite{Nott-M-2005-Atom}, RSS has been embraced by other individuals and organisations resulting in the spawning of multiple versions. At its most simple, the information provided in an RSS document comprises the description of a ``channel'' (which could be on a specific topic such as current events, sport, weather, etc.) consisting of URL linked items. Each item comprises a title, a link to the actual content and a brief description or abstract. In essence, RSS provides a simple way to summarise changes to a web site in a form that is easy to access and process. Because of the proliferation of differing RSS standards and associated problems with compatibility, a group of service providers, vendors and developers have initiated the development of a separate syndication standard named Atom. According to the Atom Publishing Format and Protocol (Atompub) Working Group, the development of Atom is heavily influenced by the lessons learned in the evolution of RSS. \subsubsection{Atom} \label{sec-atom-detail} The Atom specification defines an XML-based document format that is designed to describe lists of related information \cite{Nott-M-2005-Atom}. These lists are known as ``feeds''. Feeds are made up of multiple items, known as ``entries''; each entry can have an extensible set of attached metadata \cite{Nott-M-2005-Atom}. Figure~\ref{fig-atom-example} shows an example of a simple, single-entry Atom feed document. \begin{figure} \fbox{\parbox[b]{.99\linewidth}{% \vskip 0.5cm% \footnotesize% \verbatiminput{feed.atom}% \vskip 0.25cm% }} \caption{A simple, single-entry Atom feed document \protect\cite{Nott-M-2005-Atom}} \label{fig-atom-example} \end{figure} Atom as a technology comprises four key related components: a conceptual model of a resource, a well defined syntax for this model, the actual atom feed format itself and an editing protocol. Both the feed format and editing protocol also make use of the aforementioned syntax. The latest specification of Atom (1.0), which at the time of writing is still in draft form, states that the main use case that Atom is intended to address is ``\ldots{}the syndication of Web content such as Weblogs and news headlines to Web sites as well as directly to user agents'' \cite{Nott-M-2005-Atom}. The specification also suggests, however, that Atom should not be limited to just web based content syndication but in fact could be adapted for other uses or content types. The Atompub Working Group have submitted the Atom feed format and editing protocol to the IETF for consideration as an Internet standard. \section{Motivation} \label{sec-motivation} One of the example domains of data integration is that of Electronic Data Interchange (EDI), a concept used by companies to exchange information such as goods procurement documentation. EDI is not new \cite{Beck-R-2002-Bled,Medj-B-2003-VLDB}, and has been used for many years by various organisations to reduce costs by replacing more traditional paper based systems. It is interesting to note, however, that in surveys regarding the extent of adoption of EDI, only a fraction of the companies that might be perceived as beneficiaries of such technology have actually implemented or attempted to implement it \cite{Beck-R-2002-Bled,vaHe-E-1999-EDI}. This naturally raises the question of why this is the case. We can further refine this question by asking why so few smaller companies (SME's) have adopted EDI or indeed other technologies that rely on accurate automated data integration, such as data warehousing. Perhaps the most important reason is that of cost: to a small company the perceived benefits of introducing the technology may not be sufficient to justify the expense \cite{Beck-R-2002-Bled,Guo-J-2003-DocEng,Somm-RA-2002-SIGMOD}. When a decision has been made to implement new technology, it is often the case that the SME in question has been forced into an investment that is, to them, an expensive solution, perhaps due to demands imposed by larger clients and partners, or as a response to competitors in an attempt to maintain market position \cite{Beck-R-2002-Bled,vaHe-E-1999-EDI}. Attempts have been made to make EDI more cost effective by introducing EDI on a web-based platform \cite{Beck-R-2002-Bled}, and through the development of standards such as UBL \cite{Mead-B-2004-UBL}. While UBL is new and has probably not had sufficient time to make a substantial impact, the fact remains that the underlying reason these types of technologies are still not attractive enough to SME's is cost \cite{Beck-R-2002-Bled,Guo-J-2003-DocEng,Somm-RA-2002-SIGMOD,vaHe-E-1999-EDI}. To summarise, data integration related technologies are often not readily or willingly implemented by SME's because of the perceived high costs involved, and at best are implemented only if it is deemed vitally important to the continued survival of the organisation in the marketplace. Such a situation leads us to the conclusion that there is a need for alternative, cost-effective technologies to facilitate data integration, enabling SME's to embrace the benefits of applications that use data integration technologies, such as data warehousing, EDI networks or e-catalogues. This identified need provides the motivation for our approach, which we discuss in the next section. \section{Update Propagation using Atom} \label{sec-architecture} To facilitate the adoption of data integration in SME's, we propose a lightweight approach for propagating database updates based on Atom, as illustrated in Figure~\ref{fig-basic}. Atom was chosen as the underlying technology because of its XML heritage, and because the Atom community is trying to encourage different uses for the format beyond the traditional application of weblog syndication \cite{Nott-M-2005-Atom}. Although the standard has yet to be officially ratified, it already has a large user and development community. Figure~\ref{fig-basic} shows a basic architecture for our approach. A feed generator queries its corresponding data source, and compares the results against a snapshot stored in a small staging database. If the latest query results differ from the snapshot, then updates have occurred in the data source, and a new version of the Atom feed is generated. The latest query results then become the new snapshot in the staging database. The Atom feed is then read by a feed consumer, which reconstructs the database updates and applies them to the target database. \begin{figure}[htb] \fbox{\parbox[b]{.99\linewidth}{% \vskip 0.5cm% \centerline{\includegraphics[scale=0.9]{Architecture_basic}}% \vskip 0.5cm% }} \caption{Overview of the basic architecture} \label{fig-basic} \end{figure} In the typical use case of weblog syndication, Atom feeds are polled by clients at regular intervals, and the client determines whether the feed has changed by comparing the modification time of the feed (encoded in the \verb\|<updated>\| element in Figure~\ref{fig-atom-example}) against the time that the client last checked. This may not be an optimal approach for propagating database updates, however. If a client polls the feed less frequently than updates occur at the data source, there is a danger of updates being lost, as the corresponding entries in the feed may ``scroll off the end''before the client has a chance to see them. A simple polling model is therefore inappropriate. This issue is resolved in our approach by enabling direct communication between the feed generator and its corresponding feed consumer(s). There are two methods of achieving this, as indicated by the ``push'' and ``pull'' annotations in Figure~\ref{fig-basic}. In the ``push'' method, the consumption of feed information is driven primarily by changes in the source data. When the generator detects such a change (for example, when a record is updated), it regenerates the feed, then directly notifies its corresponding consumer, thus ``pushing'' the updates to the consumer. (Alternatively, the consumer could be said to be listening for update events from the generator.) The ``pull'' method is the converse of the push method, in that the flow of feed information to the target schema is governed by the consumer itself. Rather than polling a ``static'' feed file, the consumer requests its corresponding generator to dynamically generate a custom feed as required. In other words, the consumer ``pulls'' the updates from the generator. This method may be more suited to a situation where there are multiple consumers associated with one generator (this is not shown in Figure~\ref{fig-basic}). Both methods have their place, and indeed could be combined, as shown on the right of Figure~\ref{fig-basic}. That is, a generator could generate a ``static'' feed at regular intervals and notify its consumers, while also responding to requests for custom dynamic feeds from its consumers. Figure~\ref{fig-basic} provides no indication as to where on the network these different components will execute. In practice the precise location of each component is not critical, as long as they are able to communicate with each other. Thus, for example, the generator and consumer could both reside on the source machine, or the generator could reside on the source machine while the consumer resides on the target machine, or they could reside on machines separate from both the source and target. \section{Prototype Implementation and Testing} \label{sec-prototype} We have implemented a basic proof of concept prototype using PHP 5, in order to explore implementation issues and to do some initial testing of scalability. The prototype currently supports only the push method and works only with the MySQL and PostgreSQL database management systems (DBMS). PHP was chosen because of its excellent DBMS support and because it enabled us to quickly create web-based modules that could easily call each other by means of HTTP redirects. In order to provide context for implementing and evaluating the prototype, we have developed two simulated scenarios derived from actual use cases of previous projects. Both case studies follow a similar structure whereby data are exported as Atom feeds from the source database(s), then read by a feed consumer before being sent to the target database. The first scenario simulates the integration of movie timetable data from multiple cinema databases into a vendor's movie timetable database. This database is used to populate an e-catalogue allowing users to query times and locations of movies currently screening at the cinemas who contribute data to the system. The Atom feeds in this scenario represent flows of data from the supplier (the participating cinemas) to the vendor (the e-catalogue provider). The second scenario follows on from an earlier research project at the University of Otago to develop a kiosk-based system for the sale and distribution of digital music (e.g., MP3 files). The database in the kiosk is initially populated with information provided by music vendors, and updates to the suppliers' databases (the sources) are then propagated to the music kiosk database (the target). The Atom feeds in this instance are used to maintain an up to date database at the kiosk, which has the location and description of each music track for sale in the system. Both case studies vary in terms of complexity of design and implementation demands, enabling us to pursue a staged development of the core components. We first implemented the less complex movie e-catalogue case study, then used our experience to extend the prototype to support the music kiosk case study. Testing of essential functionality has been carried out on the movie e-catalogue system, but the main focus for extensive testing has been on the music kiosk retail system. Not only does the music kiosk system reflect a broader range of functionality requirements, it also has a much greater volume of data, which provides an excellent opportunity to test our approach under a variety of loading conditions. \subsection{Testing Environment} \label{sec-testing} We have carried out some initial experiments with the prototype under a variety of loading conditions to gain some idea of how our approach might scale with respect to the number of data sources and the number of updates performed at the source. The results of these experiments will help us to further refine our approach and identify potential problem areas. The testing environment comprised five Apple Power Macintosh G5 computers with dual 1.8\,GHz CPUs and 1\,GB of RAM each. The computers were connected via an isolated full duplex gigabit ethernet switch. Installed on each computer were the Apache 1.3 web server, PHP 5, MySQL 4 and the Firefox web browser. Four of the computers were used as data sources while the fifth computer was used as the target. Four sets of sample data were generated, with 5,605, 11,210, 16,815 and 22,420 rows, respectively. For each data set, four test runs were carried out, with the number of data sources ranging from one to four (that is, the first run had one data source, the second had two sources, and so on). This approach enabled us to measure how the prototype performed when dealing with both increasing update volumes and varying numbers of data sources. The same data set was loaded onto each of the source computers, and all the staging databases were emptied. A PHP script representing the feed generator was then run on each of the source computers by opening it in the web browser. This script queried the source database, found new records not in the staging database, and generated an appropriate Atom feed. The generator script then redirected (``pushed'') to a consumer script on the same machine, which read the feed, generated appropriate SQL, then connected to the target database and applied the updates. The number of updates to be propagated ranged from 5,605 (smallest data set, one source) to 89,680 (largest data set, four sources). For each data source, we recorded the elapsed time from when the generator queried the source database to when the consumer applied updates to the target. We also recorded the size in bytes of both the generated Atom feed and the SQL code generated by the consumer script, so that we could compare the bandwidth requirements of sending an Atom feed across the network versus sending the equivalent SQL commands. \section{Preliminary Results} \label{sec-results} For the first set of test runs, each source schema was populated with the 5,605 record data set. Execution times ranged from 74.5 seconds with one source up to 192.1 seconds with four sources, as shown in Figure~\ref{fig-run-times}. In other words, a four-fold increase in the number of updates arriving at the target produced a two and a half times increase in the execution time. \begin{figure} \fbox{\parbox[b]{.99\linewidth}{% \vskip 0.5cm% \centerline{\includegraphics[width=\columnwidth,keepaspectratio]{run_times}}% \vskip 0.5cm% }} \caption{Execution time by number of updates and data sources (``push'' method)} \label{fig-run-times} \end{figure} At the other end of the scale, execution times for the 22,420 record data set ranged from 395.6 seconds with one source up to 2,424.2 seconds (about 40 minutes) with four sources (see Figure~\ref{fig-run-times}). In this instance the execution time with four sources is over six times that with a single source, and appears to be growing exponentially. These results were somewhat unexpected; while we had expected execution times to increase with the number of updates, we had not expected them to increase quite so dramatically. Further investigation revealed that some consumers progressed relatively normally, while others appeared to stop for long intervals. Since we were testing in an isolated network, the most likely culprit is that all four consumers were attempting to write to the target simultaneously, and were thus blocking each other. This problem could be solved by introducing an output queue staging area between the consumers and the target, which would relieve consumers of the need to deal with managing the target update process, and present the target with an orderly sequence of updates, rather than an overwhelming ``stampede''. It should be noted, however, that our approach is designed primarily for ongoing update propagation, not initial schema population. The volume of updates that occurred in our testing would seem unlikely in typical applications. The results of comparing the Atom feed size with the consumer-generated SQL code were also interesting. XML formats are generally very verbose, so we expected the size of the Atom feeds to be greater than that of the equivalent SQL commands. We were therefore surprised to find that the opposite was the case, as shown in Figure~\ref{fig-sizes}. This was sufficiently surprising that we at first suspected that we had transposed the results! This was not the case, however. \begin{figure} \fbox{\parbox[b]{.99\linewidth}{% \vskip 0.5cm% \centerline{\includegraphics[width=\columnwidth,keepaspectratio]{output_sizes}}% \vskip 0.5cm% }} \caption{Comparison of data set size} \label{fig-sizes} \end{figure} As can be seen in Figure~\ref{fig-sizes}, the size of the generated SQL code is generally about one and half times that of the Atom feed. This bodes well for environments where bandwidth may be limited. Compressing the feed would reduce the size further, something that is not as readily achievable when sending SQL commands directly via JDBC, for example. \section{Future Work} \label{sec-future-work} As the initial prototype is intended as a basic proof of concept of our approach, it has been kept as simple as possible in order to facilitate implementation and testing. There are several obvious extensions to the basic approach that will be investigated in later iterations. First, we plan to repeat our tests after implementing the output queue feature mentioned in Section~\ref{sec-results}, to see if this improves matters (see Figure~\ref{fig-extended}). Later, we will implement a transaction simulator to recreate a typical day-to-day production environment and verify that the approach is effective under more typical operating conditions. We will also compare our approach against existing data integration solutions by means of a cost/benefit analysis, and may investigate measuring various software quality characteristics as defined by the ISO 9126 standard \cite{ISO-2001-9126-1}. \begin{figure}[htb] \fbox{\parbox[b]{.99\linewidth}{% \vskip 0.5cm% \centerline{\includegraphics[scale=0.9]{Architecture_extended}}% \vskip 0.5cm% }} \caption{Possible extensions to the architecture} \label{fig-extended} \end{figure} The prototype assumes that all data sources are homogeneous, that is, that they all share the same semantics and schema. An obvious extension is to permit heterogeneous data sources that have differing semantics and schemas. This would require the addition of export and mapping schemas, and a schema mapping layer to map incoming data from the source schema to the target schema, as shown in Figure~\ref{fig-extended}. These components could perhaps make use of the W3C's Web Ontology Language (OWL) \cite{McGu-DL-2004-OWL} to specify mappings between source and target schemas. The prototype also assumes only a single data source underlying each Atom feed (as implied by Figure~\ref{fig-basic}). It is quite feasible to have a single feed that is effectively a view layered on top of a collection of underlying databases, as illustrated at top left in Figure~\ref{fig-extended} (e.g., a supplier might draw data for their Atom feed from multiple databases within their organisation). It would therefore be useful to investigate the possibility of multiple source databases per Atom feed. Similarly, there is no particular reason to restrict our approach to a single target database. The prototype currently only supports the PostgreSQL and MySQL database management systems (and has so far only been tested with MySQL). While some simple generalisation has been done to enable the prototype to work with with both products, an obvious extension is to further generalise the data source interface to support multiple relational and non-relational data sources and targets, as illustrated by the ``adaptor'' components in Figure~\ref{fig-extended}. The data flows shown in Figures~\ref{fig-basic} and~\ref{fig-extended} imply that our approach is one-way only (i.e., from the data sources to the target database), but this may not be true in general. It would be interesting to investigate the possibility of two-way data transfers, i.e., allowing data to flow from the target back to the sources. Another extension could be to generalise the ``transport layer'' of the architecture. We currently use Atom feeds over HTTP connections, but this may not be suitable for all applications. The architecture could be generalised to support different transport formats such as UBL or binary serialisations, and different transport protocols such as Jabber or email, thus producing a fully-pluggable and very flexible architecture that can be customised to suit any situation. Other issues that could be investigated include transaction management, concurrency control, how to deal with lost connections (rollback and recovery), and so on. \section{Conclusion} \label{sec-conclusion} In this paper, we discussed a lightweight approach for propagating updates between databases, based on the Atom XML syndication format. Cost is a major factor in the slow adoption of data integration technologies by small to medium enterprises, so our approach could provide a cost-effective alternative for implementing data integration infrastructures in small business environments. We have developed a basic proof-of-concept prototype that is being evaluated using a series of realistic case studies. Preliminary results suggest that our approach may not scale well with the number of data source updates, but this may be due to congestion at the target and is still under investigation. Somewhat unexpectedly, the preliminary results also suggest that Atom provides a more compact representation for propagating updates than sending SQL commands directly. This has obvious potential for low bandwidth environments. Our approach is very flexible and there are many interesting directions in which it can be extended. We expect that by the time of the conference, we will have completed a more general implementation of the approach in Java, and have more comprehensive results to report on. \section{Acknowledgements} \label{sec-acknowledgements} The authors would like to thank Dr. Colin Aldridge and Dr. Stephen Cranefield for their helpful comments on an early draft of this paper. \bibliographystyle{agsm} \bibliography{Atom_updates} \end{document} \documentclass{CRPITStyle} \usepackage{harvard} \usepackage{graphicx} \usepackage{verbatim} \pagestyle{empty} \thispagestyle{empty} \title{Lightweight Update Propagation using Atom} \author{David W.\ Williamson \and Nigel J.\ Stanger} \affiliation{Department of Information Science, \\ University of Otago, \\ PO Box 56, Dunedin, New Zealand \\ Email:~\texttt{\{dwilliamson,nstanger\}@infoscience.otago.ac.nz}} \begin{document} \maketitle \begin{abstract} There are many situations where some form of automated update propagation across disparate databases may be beneficial. For example, a retailer could automatically retrieve the latest pricing data from their suppliers' databases, and use these data to update their own internal database. Doing so at regular intervals ensures that the retailer always has current pricing information in their database. Electronic Data Integration (EDI) tools that provide such features already exist but can be expensive to implement, particularly for small to medium enterprises (SME's). In this paper we propose a lightweight approach for propagating updates from one database to another using the Atom XML syndication format, thus providing a simpler, cost-effective technology for facilitating data integration. This approach enables a target database to regularly poll one or more source databases for updates, which are then applied to the target database (alternatively, updates could be ``pushed'' to the target from the sources). This approach can be used in typical data integration scenarios where the data sources are updated at irregular intervals, such as the aforementioned retailer example, or when extracting data from multiple data sources for loading into a data warehouse. In the paper we discuss the underlying principles and motivation for the approach, discuss possible architectures, and describe an early prototype implementation. \end{abstract} \vspace{.1in} \noindent {\em Keywords:} update propagation, data integration, Atom, SME, lightweight architecture, Semantic Web, B2B \section{Introduction} \label{sec-intro} The ability to integrate data from multiple heterogeneous sources is becoming a key issue for modern businesses, and yet the number of businesses implementing data integration solutions is smaller than we might expect \cite{Beck-R-2002-Bled,vaHe-E-1999-EDI}. This is particularly true for small to medium enterprises (SME's), for whom the cost of implementing an enterprise-scale data integration solution can often be prohibitive \cite{Beck-R-2002-Bled,Guo-J-2003-DocEng,Somm-RA-2002-SIGMOD}. In this paper, we propose a lightweight approach for propagating updates from one database to another using the Atom XML syndication format. This approach could provide a cost-effective alternative technology for SME's to facilitate data integration rather than having to purchase expensive enterprise grade systems. The underlying architecture is very flexible and can be easily extended to support additional functionality. We should clarify at this point that we are not proposing an approach for processing data streams \cite{Babc-B-2002-Streams}. Such approaches deal with processing continuous streams of real-time data, whereas our approach provides a lightweight means to propagate discrete sets of ``conventional'' update operations from one database to another. The remainder of this paper comprises four main sections. In Section~\ref{sec-background} we provide some general background information regarding data integration and the Atom syndication format. In Section~\ref{sec-motivation} we discuss the motivation behind our approach. We outline the architecture underlying our approach and discuss the implementation and testing of a proof of concept prototype in Section~\ref{sec-architecture}. Possible directions for future work are presented in Section~\ref{sec-future-work}, and the paper concludes in Section~\ref{sec-conclusion}. \section{Background} \label{sec-background} In this section, we briefly discuss the concepts and technologies that underlie our approach. In Section~\ref{sec-data-integration} we provide a brief overview of data integration, especially in the context of SME's attempting to implement a data integration solution. This is followed by a brief discussion of the development of Atom and related technologies such as RSS and RDF. \subsection{Data Integration} \label{sec-data-integration} Data integration is a term used to describe the combining of data residing in different sources to provide the user with a unified view of those data \cite{Bati-C-1986,Yu-C-2004-SIGMOD}. This activity is becoming increasingly important to modern business operations as more and more organisations rely upon applications that support staff in undertaking informed decision making \cite{Calv-D-1998-CoopIS,Yu-C-2004-SIGMOD}. Data integration is a domain that has been a topic of research for some time \cite{Beck-R-2002-Bled,Wied-G-1993-SIGMOD}; today this domain is of no less significance with many organisations requiring the aggregation of data from multiple and often heterogeneous sources, for a wide variety of applications \cite{Haas-LM-1999-DEB}. \citeasnoun{Bati-C-1986} illustrated three common scenarios for integration environments: \begin{enumerate} \item homogeneous, where all the sources of data share the same schema; \item heterogeneous, where data must be integrated from sources that may use different schemas or platforms (e.g., a combination of relational and hierarchical databases); and \item federated, where integration is facilitated by the use of a common export schema over all data sources. \end{enumerate} A typical example of data integration from heterogeneous sources can be found in the arena of business-to-business (B2B) commerce, where, for example, a manufacturer may have to interact with multiple suppliers or temporary contractors, each of whom may use completely different data structures and data exchange formats \cite{Ston-M-2001-SIGMOD}. With the introduction of cheaper web based technology, many more organisations have been able to undertake projects to facilitate data integration, but the costs associated with such technology can still be quite prohibitive to the many smaller companies and organisations that comprise the majority of most countries' economies. Many initiatives have been put forward to try and alleviate this situation, one of the more recent being the OASIS Universal Business Language (UBL) standard \cite{Mead-B-2004-UBL}, which is a project to standardise common business documentation---invoices, purchase orders, etc.---so that it is easier for companies to establish and maintain automated transactions with other parties. UBL has been designed to operate with another OASIS standard, ebXML \cite{Eise-B-2001-ebXML}, which specifies a framework for facilitating e-business transactions. XML has been widely adopted as a standard platform for exchanging data between organisations, and many specialist standards---such as the aforementioned ebXML---have been developed to cater to the unique needs that certain business sectors present. In addition to XML-based language specifications, other standards such as EDIFACT and EXPRESS have been defined to facilitate the transmission of information from various sources so that it may be integrated with other data. \subsection{The Atom Syndication Format} \label{sec-atom-overview} In this section we provide a brief overview of the Atom syndication format and the technologies that led to its development. \subsubsection{RDF, RSS and the Semantic Web} \label{sec-rdf-rss} The World Wide Web (WWW) as it stands today mostly comprises documents intended for humans to read, i.e., ``\ldots{}a medium of documents for people rather than for data and information that can be processed automatically\ldots'' \cite{Bern-T-2001-SciAm}, which provides minimal opportunity for computers to perform additional interpretation or processing on them \cite{Bern-T-1999-WWW,Bern-T-2001-SciAm}. In essence, computers in use on the Web today are primarily concerned with the parsing of elementary layout information, for example headers, graphics or text, and processing like user input forms \cite{Bern-T-1999-W3C,Bern-T-2001-SciAm}. There are few means by which computers can perform more powerful processing or manipulation on web resources \cite{Bern-T-2001-SciAm,Fens-D-2003}, most often because the additional semantics required do not exist or are not in a form that can be interpreted by computers \cite{Koiv-MR-2001-W3C}. The motivation for the adoption of semantics in Web documents can be made evident simply by using a contemporary search engine to look for an ``address''. This search may well return a plethora of results ranging from street addresses and email addresses to public addresses made by important individuals through the ages. This kind of scenario is one of the reasons for the W3C's Semantic Web project \cite{Koiv-MR-2001-W3C}. In the words of its creator, Tim Berners-Lee, its goal is to: \begin{quotation} ``\ldots{}develop enabling standards and technologies designed to help machines understand more information on the Web so that they can support richer discovery, data integration, navigation, and automation of tasks. With Semantic Web we not only receive more exact results when searching for information, but also know when we can integrate information from different sources, know what information to compare, and can provide all kinds of automated services in different domains from future home and digital libraries to electronic business and health services.'' \cite{Koiv-MR-2001-W3C} \end{quotation} RDF is a technology that is an integral part of the W3C Semantic Web initiative, as the following excerpt from the W3C Semantic Web activity statement will attest: \begin{quotation} ``The Resource Description Framework (RDF) is a language designed to support the Semantic Web, in much the same way that HTML is the language that helped initiate the original Web. RDF is a framework for supporting resource description, or metadata (data about data), for the Web. RDF provides common structure that can be used for interoperable XML data exchange.'' \cite{Powe-S-2003-RDF} \end{quotation} What RDF does in the context of the Semantic Web is to provide a way to record data so that they can be interpreted easily by machines, which in turn provides an avenue to ``\ldots{}more efficient and sophisticated data interchange, searching, cataloguing, navigation, classification and so on\ldots{}'' \cite{Powe-S-2003-RDF}. Since its inception in the late 1990's, the RDF specification has spawned several applications, RSS being but one example. RDF Site Summary (RSS) is an XML application, of which versions 0.9 and 1.0 conform to the W3C's RDF specification. It is a format intended for metadata description and content syndication \cite{Mano-F-2004-RDF}. Originally developed by Netscape as a means to syndicate content from multiple sources onto one page \cite{Nott-M-2005-Atom}, RSS has been embraced by other individuals and organisations resulting in the spawning of multiple versions. At its most simple, the information provided in an RSS document comprises the description of a ``channel'' (which could be on a specific topic such as current events, sport, weather, etc.) consisting of URL linked items. Each item comprises a title, a link to the actual content and a brief description or abstract. In essence, RSS provides a simple way to summarise changes to a web site in a form that is easy to access and process. Because of the proliferation of differing RSS standards and associated problems with compatibility, a group of service providers, vendors and developers have initiated the development of a separate syndication standard named Atom. According to the Atom Publishing Format and Protocol (Atompub) Working Group, the development of Atom is heavily influenced by the lessons learned in the evolution of RSS. \subsubsection{Atom} \label{sec-atom-detail} The Atom specification defines an XML-based document format that is designed to describe lists of related information \cite{Nott-M-2005-Atom}. These lists are known as ``feeds''. Feeds are made up of multiple items, known as ``entries''; each entry can have an extensible set of attached metadata \cite{Nott-M-2005-Atom}. Figure~\ref{fig-atom-example} shows an example of a simple, single-entry Atom feed document. \begin{figure} \fbox{\parbox[b]{.99\linewidth}{% \vskip 0.5cm% \footnotesize% \verbatiminput{feed.atom}% \vskip 0.25cm% }} \caption{A simple, single-entry Atom feed document \protect\cite{Nott-M-2005-Atom}} \label{fig-atom-example} \end{figure} Atom as a technology comprises four key related components: a conceptual model of a resource, a well defined syntax for this model, the actual atom feed format itself and an editing protocol. Both the feed format and editing protocol also make use of the aforementioned syntax. The latest specification of Atom (1.0), which at the time of writing is still in draft form, states that the main use case that Atom is intended to address is ``\ldots{}the syndication of Web content such as Weblogs and news headlines to Web sites as well as directly to user agents'' \cite{Nott-M-2005-Atom}. The specification also suggests, however, that Atom should not be limited to just web based content syndication but in fact could be adapted for other uses or content types. The Atompub Working Group have submitted the Atom feed format and editing protocol to the IETF for consideration as an Internet standard. \section{Motivation} \label{sec-motivation} One of the example domains of data integration is that of Electronic Data Interchange (EDI), a concept used by companies to exchange information such as goods procurement documentation. EDI is not new \cite{Beck-R-2002-Bled,Medj-B-2003-VLDB}, and has been used for many years by various organisations to reduce costs by replacing more traditional paper based systems. It is interesting to note, however, that in surveys regarding the extent of adoption of EDI, only a fraction of the companies that might be perceived as beneficiaries of such technology have actually implemented or attempted to implement it \cite{Beck-R-2002-Bled,vaHe-E-1999-EDI}. This naturally raises the question of why this is the case. We can further refine this question by asking why so few smaller companies (SME's) have adopted EDI or indeed other technologies that rely on accurate automated data integration, such as data warehousing. Perhaps the most important reason is that of cost: to a small company the perceived benefits of introducing the technology may not be sufficient to justify the expense \cite{Beck-R-2002-Bled,Guo-J-2003-DocEng,Somm-RA-2002-SIGMOD}. When a decision has been made to implement new technology, it is often the case that the SME in question has been forced into an investment that is, to them, an expensive solution, perhaps due to demands imposed by larger clients and partners, or as a response to competitors in an attempt to maintain market position \cite{Beck-R-2002-Bled,vaHe-E-1999-EDI}. Attempts have been made to make EDI more cost effective by introducing EDI on a web-based platform \cite{Beck-R-2002-Bled}, and through the development of standards such as UBL \cite{Mead-B-2004-UBL}. While UBL is new and has probably not had sufficient time to make a substantial impact, the fact remains that the underlying reason these types of technologies are still not attractive enough to SME's is cost \cite{Beck-R-2002-Bled,Guo-J-2003-DocEng,Somm-RA-2002-SIGMOD,vaHe-E-1999-EDI}. To summarise, data integration related technologies are often not readily or willingly implemented by SME's because of the perceived high costs involved, and at best are implemented only if it is deemed vitally important to the continued survival of the organisation in the marketplace. Such a situation leads us to the conclusion that there is a need for alternative, cost-effective technologies to facilitate data integration, enabling SME's to embrace the benefits of applications that use data integration technologies, such as data warehousing, EDI networks or e-catalogues. This identified need provides the motivation for our approach, which we discuss in the next section. \section{Update Propagation using Atom} \label{sec-architecture} To facilitate the adoption of data integration in SME's, we propose a lightweight approach for propagating database updates based on Atom, as illustrated in Figure~\ref{fig-basic}. Atom was chosen as the underlying technology because of its XML heritage, and because the Atom community is trying to encourage different uses for the format beyond the traditional application of weblog syndication \cite{Nott-M-2005-Atom}. Although the standard has yet to be officially ratified, it already has a large user and development community. Figure~\ref{fig-basic} shows a basic archiecture for this approach. A feed generator queries its corresponding data source, and compares the results against a snapshot stored in a small staging database. If the latest query results differ from the snapshot, then updates have occurred in the data source, and a new version of the Atom feed is generated. The latest query results then become the new snapshot in the staging database. The Atom feed is read by a feed consumer, which reconstructs the database updates and passes them to the incoming update queue for loading into the target database. \begin{figure}[htb] \fbox{\parbox[b]{.99\linewidth}{% \vskip 0.5cm% \centerline{\includegraphics[scale=0.9]{Architecture_basic}}% \vskip 0.5cm% }} \caption{Overview of the basic architecture} \label{fig-basic} \end{figure} In the typical use case of weblog syndication, Atom feeds are polled by clients at regular intervals, and the client determines whether the feed has changed by comparing the modification time of the feed against the time that the client last checked. This may not be an optimal approach for propagating database updates, however. If a client polls the feed less frequently than updates occur at the data source, there is a danger of updates being lost, as the corresponding entries in the feed may ``scroll off the end''before the client has a chance to see them. A simple polling model is therefore inappropriate. This issue is resolved in our approach by enabling direct communication between the feed generator and its corresponding feed consumer(s). This is indicated by the ``push'' and ``pull'' annotations in Figure~\ref{fig-basic}. In the ``push'' method, the consumption of feed information is driven primarily by changes in state of the source data. When the generator detects a change in state of the source data (for example when a record is updated), it regenerates the feed, then directly notifies its corresponding consumer, thus ``pushing'' the updates to the consumer. The ``pull'' method is the converse of the push method, in that the flow of feed information to the target schema is governed by the consumer itself. Rather than polling a ``static'' feed file, the consumer requests its corresponding generator to dynamically generate a custom feed as required. In other words, the consumer ``pulls'' the updates from the generator. This approach may be more suited to a situation where there are multiple consumers associated with one generator (not shown in Figure~\ref{fig-basic}). Both methods have their place, and indeed could be combined, as shown on the right of Figure~\ref{fig-basic}. That is, a generator could generate a ``static'' feed at regular intervals and notify its consumers, while also responding to requests for custom dynamic feeds from its consumers. Figure~\ref{fig-basic} provides no indication as to where on the network these different components will execute. In practice the precise location of each component is not critical, as long as they are able to communicate with each other. Thus, for example, the generator and consumer could both reside on the source machine, or be split across the source and target machines, or indeed could reside anywhere on the network. \section{Prototype Implementation and Testing} \label{sec-prototype} We have implemented a basic proof of concept prototype in PHP 5, in order to explore implementation issues and to do some initial testing. The prototype currently supports only the push method and works with the MySQL and PostgreSQL database management systems (DBMS). PHP was chosen because of its excellent database support and because it enabled us to quickly create web-based modules that could call each other by means of HTTP redirects. In order to evaluate the prototype, we have implemented two simulated scenarios derived from actual use cases of previous projects. Both case studies follow a similar structure whereby data are exported as Atom feeds from the source database(s), which are then read by the consumer module before being sent to the target. The first scenario simulates the integration of movie timetable data from multiple cinema databases into a vendor's movie timetable database. This database is used to populate an e-catalogue allowing users to query times and locations for movies currently screening at the cinemas who contribute data to the system. The Atom feeds in this scenario represent flows of data from the supplier (the participating cinemas) to the vendor (the e-catalogue provider). The second scenario follows on from an earlier research project at the University of Otago to develop a kiosk-based system for the sale and distribution of digital music (e.g., MP3 files). The database in the kiosk is populated with information from the vendors who have agreed to supply content (i.e., music files). In this case, the prototype acts as a mechanism to propagate data and updates from the suppliers' data sources to the music kiosk system's database (the target). The Atom feeds in this instance are used to maintain an up to date database that has the location and description of each available music track for sale in the system. Both case studies vary in terms of complexity of design and implementation demands, enabling us to pursue a staged development of the core components. We started with the less complex movie e-catalogue case study, then built on what was learned and extended what we had created in order to complete the music kiosk system implementation. Essential functionality testing on the movie e-catalogue system will be carried out, but more intensive testing is being focused on the music kiosk retail system because it not only contains all the same features as found in the first but also reflects more aspects of functionality that would be found in many other real world projects, with its added feature to update existing records held within the target schema. In addition, the volume of data involved was much greater than that in the movie e-catalogue system which meant that the music kiosk system provided an excellent opportunity to test an Atom based system under a variety of loading conditions. The testing environment currently consists of five Apple Power Macintosh G5 computers with dual 1.8\,GHz CPUs and 1\,GB of RAM each. The computers are connected via a full duplex gigabit eithernet network using a Dell PowerConnect 2624 series switch. Software required for the system consists of a web server (Apache 1.3), PHP 5, a database server (MySQL 4) and a Web browser (Firefox). Four of the computers are used as data sources with each having a source schema installed while the fifth computer is used to house the target schema. A set of sample data was generated that ranged in equivalent size of 5600 to 22400 rows. For each set of sample data, four ``runs'' are made with each run having an additional data source added i.e. the first test run has one data source, the second has two and so on. This approach allows us to view not only how the system performs when dealing with increasingly larger amounts of data but also with varying numbers of ``physical'' data sources. Preliminary load testing to date has yielded data for the push method prototype pertaining to the time taken to propagate a set of records. The size of sample data used in testing ranged between 5600 to over 80,000 rows. In addition, the size of the generated Atom feed and the SQL generated for the target schema was also recorded. For the first set of test runs, each source schema was populated with a data set equivalent to 5605 records. Execution times ranged from 74.5 seconds with one source, up to 192.1 seconds when four sources/datasets were processed. Execution time measure here is defined as the total elapsed time from when data is retrieved from the source, to the time the data is applied to the target schema. So in this instance we see that a four-fold increase in sample data size and data sources lead to an increase in execution time two and a half times greater than that of the first single source test run. At the other end of the spectrum, with a significantly larger sample data set used (22420 records) total elapsed execution time ranged from 395.6 seconds for a single source up to 2424.2 seconds or approximately 40 minutes. So in this instance with an increased sample size we observed that the time taken to execute four data source/data sets was more than six times greater than that of a single source. This may indicate that this current simplified implementation is not optimised for larger scale sets of data. However it should be noted that the system is designed predominately with update/state change propagation, not initial schema population. This finding has further highlighted the need to investigate the implementation of some kind of output queue staging area that would relieve the consumer module of the need to deal with managing the target schema update process. \section{Preliminary Results} \label{sec-results} \begin{figure} \fbox{\parbox[b]{.99\linewidth}{% \vskip 0.5cm% \centerline{\includegraphics[width=\columnwidth,keepaspectratio]{run_times}}% \vskip 0.5cm% }} \caption{Execution time by number and size of data sources (``push'' method)} \label{fig-run-times} \end{figure} \begin{figure} \fbox{\parbox[b]{.99\linewidth}{% \vskip 0.5cm% \centerline{\includegraphics[width=\columnwidth,keepaspectratio]{output_sizes}}% \vskip 0.5cm% }} \caption{Comparison of data set size} \label{fig-sizes} \end{figure} %We are currently implementing a basic proof of concept of this %architecture, and will evaluate its cost-effectiveness and performance %compared to other data integration technologies. The prototype builds %upon existing software available for processing Atom feeds, and adds a %module (written in PHP) for integrating incoming data from different %feeds. % %The integration module takes as input Atom feeds from multiple data %sources, which simulate incoming data from client or supplier data sets. %(For the initial prototype we have assumed that the data feeds are %homogeneous; obviously this will need to be extended to heterogeneous %feeds in later versions.) After the Atom feeds have been collected, the %integration module will integrate the data supplied by the feeds into a %schema that matches that of the target database, as shown in Figure 1. A %transaction simulator will be employed to simulate workload and updates %to the source databases, in order to recreate a day-to-day production %environment. % %In order to evaluate the prototype, we will implement three different %simulated scenarios derived from actual use cases of previous projects. %All three case studies follow a similar structure whereby data will be %exported as Atom feeds from the source database(s), which are then %consumed by the integration module before being sent to the target %database for insertion. % %The first scenario will simulate the integration of product data from %multiple suppliers into a vendor's product information database. The %product information database is used to populate the vendor's online %product catalogue, which clients use to make decisions regarding goods %procurement. The Atom feeds in this scenario represent flows of product %data from the supplier to the vendor. % %The second scenario follows on from an earlier research project to %develop a kiosk system for the sale and distribution of music in digital %format. The database the kiosk(s) use will be populated with information %from vendors who have agreed to supply content (e.g., a record label's %collection of music files). What is needed is a mechanism to integrate %all the music data from each supplier into the music kiosk system's own %database. The Atom feeds in this scenario are used to maintain an up to %date database that has the location and description of each available %music track for sale in the system. % %The third scenario will simulate the implementation of a data %warehousing solution for a computer components distributor. % %Preliminary results from the case study evaluations are expected to be %available by June 2005. Our primary goal with the initial prototype is %to prove the feasibility of our approach. We will compare our proposed %architecture against existing data integration solutions by means of a %cost/benefit analysis. We may also investigate measuring various %software quality characteristics as defined by the ISO 9126 standard %\cite{ISO-2001-9126-1}. \section{Future Work} \label{sec-future-work} As the initial prototype is intended as a basic proof of concept of the proposed architecture, it has been kept as simple as possible in order to facilitate implementation and testing. There are several obvious extensions to the basic architecture that will be investigated in later iterations. The initial prototype assumes that all data sources are largely homogeneous, that is, that they all share similar semantics and data from them can therefore be relatively easily integrated. An obvious extension is to permit heterogeneous data sources that have differing semantics. This would require the addition of export and mapping schemas, and a schema mapping layer to map incoming data from the source schema to the target schema, as shown in Figure~\ref{fig-extended}. These components could perhaps make use of the W3C's Web Ontology Language (OWL) \cite{McGu-DL-2004-OWL} to map between sources and targets with differing semantics. \begin{figure}[htb] \fbox{\parbox[b]{.99\linewidth}{% \vskip 0.5cm% \centerline{\includegraphics[scale=0.9]{Architecture_extended}}% \vskip 0.5cm% }} \caption{Possible extensions to the architecture} \label{fig-extended} \end{figure} The prototype also assumes only a single data source underlying each Atom feed (as implied by Figure~\ref{fig-basic}). It is quite feasible to have a single feed that is effectively a view layered on top of a collection of underlying databases, as illustrated at top left in Figure~\ref{fig-extended} (e.g., a supplier might draw data for their Atom feed from multiple databases within their organisation). It would therefore be useful to investigate the possibility of multiple data sources per Atom feed. The prototype currently only supports the PostgreSQL and MySQL database management systems. While some simple generalisation has been done to enable the prototype to work with with both products, an obvious extension is to further generalise the data source interface to support multiple relational and non-relational data sources and targets, as illustrated by the ``adaptor'' components in Figure~\ref{fig-extended}. The data flows shown in Figures~\ref{fig-basic} and~\ref{fig-extended} imply that the proposed architecture is one-way only (i.e., from the data sources to the target database), but this may not be true in general. It would therefore be interesting to investigate extending the architecture to allow for the possibility of two-way data transfers, i.e., allowing data to flow from the target back to the sources. Another extension could be to generalise the ``transport layer'' of the architecture. The architecture is currently based on Atom feeds over HTTP connections, but this may not be suitable for all applications. The architecture could be generalised to support different transport formats such as UBL or binary serialisations, and different transport protocols such as Jabber or email, thus producing a fully-pluggable and very flexible architecture that can be customised to suit any situation. \section{Conclusion} \label{sec-conclusion} In this paper, we discussed a lightweight update propagation approach based on the Atom XML syndication format. Cost is a major factor in the slow adoption of data integration technologies by small to medium enterprises, so our approach could provide a cost-effective alternative for implementing data integration infrastructures in small business environments. We have developed a basic proof-of-concept prototype system that is being evaluated using a series of realistic case studies. Preliminary results suggest that our approach may not scale well with the number of data sources, but this is still under investigation. Somewhat unexpectedly, the preliminary results also suggest that Atom provides a more compact representation for propagating updates than sending SQL commands directly. This has obvious potential for low bandwidth environments. The approach is very flexible and there are many interesting directions in which it can be extended. We expect that by the time of the conference, we will have completed a more general implementation of the approach in Java, and have more comprehensive results to report on. \section{Acknowledgements} \label{sec-acknowledgements} The authors would like to thank Dr. Colin Aldridge and Dr. Stephen Cranefield for their helpful comments on an early draft of this paper. \bibliographystyle{agsm} \bibliography{Atom_updates} \end{document}

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Atom_updates.tex

\documentclass{CRPITStyle}

\usepackage{harvard}
\usepackage{graphicx}
\usepackage{verbatim}

\pagestyle{empty}
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\title{Lightweight Update Propagation using Atom}
\author{David W.\ Williamson \and Nigel J.\ Stanger}
\affiliation{Department of Information Science, \\
	University of Otago, \\
	PO Box 56, Dunedin, New Zealand \\
	Email:~\texttt{\{dwilliamson,nstanger\}@infoscience.otago.ac.nz}}

\begin{document}

\maketitle

\begin{abstract}
There are many situations where some form of automated update
propagation across disparate databases may be beneficial. For example, a
retailer could automatically retrieve the latest pricing data from their
suppliers' databases, and use these data to update their own internal
database. Doing so at regular intervals ensures that the retailer always
has current pricing information in their database. Electronic Data
Integration (EDI) tools that provide such features already exist but can
be expensive to implement, particularly for small to medium enterprises
(SME's). In this paper we propose a lightweight approach for propagating
updates from one database to another using the Atom XML syndication
format, thus providing a simpler, cost-effective technology for
facilitating data integration. This approach enables a target database
to regularly poll one or more source databases for updates, which are
then applied to the target database (alternatively, updates could be
``pushed'' to the target from the sources). This approach can be used in
typical data integration scenarios where the data sources are updated at
irregular intervals, such as the aforementioned retailer example, or
when extracting data from multiple data sources for loading into a data
warehouse. In the paper we discuss the underlying principles and
motivation for the approach, discuss possible architectures, and
describe an early prototype implementation.
\end{abstract}
\vspace{.1in}

\noindent {\em Keywords:} update propagation, data integration, Atom,
Semantic Web, B2B

\section{Introduction}
\label{sec-intro}

The ability to integrate data from multiple heterogeneous sources is
becoming a key issue for modern businesses, and yet the number of
businesses implementing data integration solutions is smaller than we
might expect \cite{Beck-R-2002-Bled,vaHe-E-1999-EDI}. This is
particularly true for small to medium enterprises (SME's), for whom the
cost of implementing an enterprise-scale data integration solution can
often be prohibitive
\cite{Beck-R-2002-Bled,Guo-J-2003-DocEng,Somm-RA-2002-SIGMOD}.

In this paper, we propose a lightweight approach for propagating updates
from one database to another using the Atom XML syndication format. This
approach could provide a cost-effective alternative technology for SME's
to facilitate data integration rather than having to purchase expensive
enterprise grade systems. The underlying architecture is very flexible
and can be easily extended to support additional functionality.

We should clarify at this point that we are not proposing an approach
for processing data streams \cite{Babc-B-2002-Streams}. Such approaches
deal with processing continuous streams of real-time data, whereas our
approach provides a lightweight means to propagate discrete sets of
``conventional'' update operations from one database to another.

The remainder of this paper comprises seven sections. In
Section~\ref{sec-background} we provide some general background
information regarding data integration and the Atom syndication format,
while in Section~\ref{sec-motivation} we discuss the motivation behind
our approach. We outline the architecture underlying our approach in
Section~\ref{sec-architecture} and discuss the implementation and
testing of a proof of concept prototype in Section~\ref{sec-prototype}.
Preliminary results of the testing are presented in
Section~\ref{sec-results}, followed by possible directions for future
work in Section~\ref{sec-future-work}. The paper concludes in
Section~\ref{sec-conclusion}.

\section{Background}
\label{sec-background}

In this section, we briefly discuss the concepts and technologies that
underlie our approach. In Section~\ref{sec-data-integration} we provide
a brief overview of data integration, especially in the context of SME's
attempting to implement a data integration solution. This is followed by
a brief discussion of the development of Atom and related technologies
such as RSS and RDF.

\subsection{Data Integration}
\label{sec-data-integration}

Data integration is a term used to describe the combining of data
residing in different sources to provide the user with a unified view of
those data \cite{Bati-C-1986,Yu-C-2004-SIGMOD}. This activity is
becoming increasingly important to modern business operations as more
and more organisations rely upon applications that support staff in
undertaking informed decision making
\cite{Calv-D-1998-CoopIS,Yu-C-2004-SIGMOD}.

Data integration is a domain that has been a topic of research for some
time \cite{Beck-R-2002-Bled,Wied-G-1993-SIGMOD}; today this domain is of
no less significance with many organisations requiring the aggregation
of data from multiple and often heterogeneous sources, for a wide
variety of applications \cite{Haas-LM-1999-DEB}.
\citeasnoun{Bati-C-1986} illustrated three common scenarios for
integration environments:

\begin{enumerate}

\item homogeneous, where all the sources of data share the same
	schema;

\item heterogeneous, where data must be integrated from sources that
	may use different schemas or platforms (e.g., a combination of
	relational and hierarchical databases); and

\item federated, where integration is facilitated by the use of a
	common export schema over all data sources.

\end{enumerate}

A typical example of data integration from heterogeneous sources can be
found in the arena of business-to-business (B2B) commerce, where, for
example, a manufacturer may have to interact with multiple suppliers or
temporary contractors, each of whom may use completely different data
structures and data exchange formats \cite{Ston-M-2001-SIGMOD}. With the
introduction of cheaper web based technology, many more organisations
have been able to undertake projects to facilitate data integration, but
the costs associated with such technology can still be quite prohibitive
to the many smaller companies and organisations that comprise the
majority of most countries' economies.

Many initiatives have been put forward to try and alleviate this
situation, one of the more recent being the OASIS Universal Business
Language (UBL) standard \cite{Mead-B-2004-UBL}, which is a project to
standardise common business documentation---invoices, purchase orders,
etc.---so that it is easier for companies to establish and maintain
automated transactions with other parties. UBL has been designed to
operate with another OASIS standard, ebXML \cite{Eise-B-2001-ebXML},
which specifies a framework for facilitating e-business transactions.

XML has been widely adopted as a standard platform for exchanging data
between organisations, and many specialist standards---such as the
aforementioned ebXML---have been developed to cater to the unique needs
that certain business sectors present. In addition to XML-based language
specifications, other standards such as EDIFACT and EXPRESS have been
defined to facilitate the transmission of information from various
sources so that it may be integrated with other data.

\subsection{The Atom Syndication Format}
\label{sec-atom-overview}

In this section we provide a brief overview of the Atom syndication
format and the technologies that led to its development.

\subsubsection{RDF, RSS and the Semantic Web}
\label{sec-rdf-rss}

The World Wide Web (WWW) as it stands today mostly comprises documents
intended for humans to read, i.e., ``\ldots{}a medium of documents for
people rather than for data and information that can be processed
automatically\ldots'' \cite{Bern-T-2001-SciAm}, which provides minimal
opportunity for computers to perform additional interpretation or
processing on them \cite{Bern-T-1999-WWW,Bern-T-2001-SciAm}. In essence,
computers in use on the Web today are primarily concerned with the
parsing of elementary layout information, for example headers, graphics
or text, and processing like user input forms
\cite{Bern-T-1999-W3C,Bern-T-2001-SciAm}.

There are few means by which computers can perform more powerful
processing or manipulation on web resources
\cite{Bern-T-2001-SciAm,Fens-D-2003}, most often because the additional
semantics required do not exist or are not in a form that can be
interpreted by computers \cite{Koiv-MR-2001-W3C}. The motivation for the
adoption of semantics in Web documents can be made evident simply by
using a contemporary search engine to look for an ``address''. This
search may well return a plethora of results ranging from street
addresses and email addresses to public addresses made by important
individuals through the ages.

This kind of scenario is one of the reasons for the W3C's Semantic Web
project \cite{Koiv-MR-2001-W3C}. In the words of its creator, Tim
Berners-Lee, its goal is to:

\begin{quotation}
	``\ldots{}develop enabling standards and technologies designed to
	help machines understand more information on the Web so that they
	can support richer discovery, data integration, navigation, and
	automation of tasks. With Semantic Web we not only receive more
	exact results when searching for information, but also know when we
	can integrate information from different sources, know what
	information to compare, and can provide all kinds of automated
	services in different domains from future home and digital libraries
	to electronic business and health services.''
	\cite{Koiv-MR-2001-W3C}
\end{quotation}

RDF is a technology that is an integral part of the W3C Semantic Web
initiative, as the following excerpt from the W3C Semantic Web activity
statement will attest:

\begin{quotation}
	``The Resource Description Framework (RDF) is a language designed to
	support the Semantic Web, in much the same way that HTML is the
	language that helped initiate the original Web. RDF is a framework
	for supporting resource description, or metadata (data about data),
	for the Web. RDF provides common structure that can be used for
	interoperable XML data exchange.'' \cite{Powe-S-2003-RDF}
\end{quotation}

What RDF does in the context of the Semantic Web is to provide a way to
record data so that they can be interpreted easily by machines, which in
turn provides an avenue to ``\ldots{}more efficient and sophisticated
data interchange, searching, cataloguing, navigation, classification and
so on\ldots{}'' \cite{Powe-S-2003-RDF}.

Since its inception in the late 1990's, the RDF specification has
spawned several applications, RSS being but one example. RDF Site
Summary (RSS) is an XML application, of which versions 0.9 and 1.0
conform to the W3C's RDF specification. It is a format intended for
metadata description and content syndication \cite{Mano-F-2004-RDF}.
Originally developed by Netscape as a means to syndicate content from
multiple sources onto one page \cite{Nott-M-2005-Atom}, RSS has been
embraced by other individuals and organisations resulting in the
spawning of multiple versions.

At its most simple, the information provided in an RSS document
comprises the description of a ``channel'' (which could be on a specific
topic such as current events, sport, weather, etc.) consisting of URL
linked items. Each item comprises a title, a link to the actual content
and a brief description or abstract. In essence, RSS provides a simple
way to summarise changes to a web site in a form that is easy to access
and process.

Because of the proliferation of differing RSS standards and associated
problems with compatibility, a group of service providers, vendors and
developers have initiated the development of a separate syndication
standard named Atom. According to the Atom Publishing Format and
Protocol (Atompub) Working Group, the development of Atom is heavily
influenced by the lessons learned in the evolution of RSS.

\subsubsection{Atom}
\label{sec-atom-detail}

The Atom specification defines an XML-based document format that is
designed to describe lists of related information
\cite{Nott-M-2005-Atom}. These lists are known as ``feeds''. Feeds are
made up of multiple items, known as ``entries''; each entry can have an
extensible set of attached metadata \cite{Nott-M-2005-Atom}.
Figure~\ref{fig-atom-example} shows an example of a simple, single-entry
Atom feed document.

\begin{figure}
	\fbox{\parbox[b]{.99\linewidth}{%
		\vskip 0.5cm%
		\footnotesize%
		\verbatiminput{feed.atom}%
		\vskip 0.25cm%
	}}
	\caption{A simple, single-entry Atom feed document \protect\cite{Nott-M-2005-Atom}}
	\label{fig-atom-example}
\end{figure}

Atom as a technology comprises four key related components: a conceptual
model of a resource, a well defined syntax for this model, the actual
atom feed format itself and an editing protocol. Both the feed format
and editing protocol also make use of the aforementioned syntax.

The latest specification of Atom (1.0), which at the time of writing is
still in draft form, states that the main use case that Atom is intended
to address is ``\ldots{}the syndication of Web content such as Weblogs
and news headlines to Web sites as well as directly to user agents''
\cite{Nott-M-2005-Atom}. The specification also suggests, however, that
Atom should not be limited to just web based content syndication but in
fact could be adapted for other uses or content types. The Atompub
Working Group have submitted the Atom feed format and editing protocol
to the IETF for consideration as an Internet standard.

\section{Motivation}
\label{sec-motivation}

One of the example domains of data integration is that of Electronic
Data Interchange (EDI), a concept used by companies to exchange
information such as goods procurement documentation. EDI is not new
\cite{Beck-R-2002-Bled,Medj-B-2003-VLDB}, and has been used for many
years by various organisations to reduce costs by replacing more
traditional paper based systems. It is interesting to note, however,
that in surveys regarding the extent of adoption of EDI, only a fraction
of the companies that might be perceived as beneficiaries of such
technology have actually implemented or attempted to implement it
\cite{Beck-R-2002-Bled,vaHe-E-1999-EDI}. This naturally raises the
question of why this is the case. We can further refine this question by
asking why so few smaller companies (SME's) have adopted EDI or indeed
other technologies that rely on accurate automated data integration,
such as data warehousing.

Perhaps the most important reason is that of cost: to a small company
the perceived benefits of introducing the technology may not be
sufficient to justify the expense
\cite{Beck-R-2002-Bled,Guo-J-2003-DocEng,Somm-RA-2002-SIGMOD}. When a
decision has been made to implement new technology, it is often the case
that the SME in question has been forced into an investment that is, to
them, an expensive solution, perhaps due to demands imposed by larger
clients and partners, or as a response to competitors in an attempt to
maintain market position \cite{Beck-R-2002-Bled,vaHe-E-1999-EDI}.

Attempts have been made to make EDI more cost effective by introducing
EDI on a web-based platform \cite{Beck-R-2002-Bled}, and through the
development of standards such as UBL \cite{Mead-B-2004-UBL}. While UBL
is new and has probably not had sufficient time to make a substantial
impact, the fact remains that the underlying reason these types of
technologies are still not attractive enough to SME's is cost
\cite{Beck-R-2002-Bled,Guo-J-2003-DocEng,Somm-RA-2002-SIGMOD,vaHe-E-1999-EDI}.

To summarise, data integration related technologies are often not
readily or willingly implemented by SME's because of the perceived high
costs involved, and at best are implemented only if it is deemed vitally
important to the continued survival of the organisation in the
marketplace.

Such a situation leads us to the conclusion that there is a need for
alternative, cost-effective technologies to facilitate data integration,
enabling SME's to embrace the benefits of applications that use data
integration technologies, such as data warehousing, EDI networks or
e-catalogues. This identified need provides the motivation for our
approach, which we discuss in the next section.

\section{Update Propagation using Atom}
\label{sec-architecture}

To facilitate the adoption of data integration in SME's, we propose a
lightweight approach for propagating database updates based on Atom,
as illustrated in Figure~\ref{fig-basic}. Atom was chosen as the
underlying technology because of its XML heritage, and because the Atom
community is trying to encourage different uses for the format beyond
the traditional application of weblog syndication
\cite{Nott-M-2005-Atom}. Although the standard has yet to be officially
ratified, it already has a large user and development community.

Figure~\ref{fig-basic} shows a basic architecture for our approach. A
feed generator queries its corresponding data source, and compares the
results against a snapshot stored in a small staging database. If the
latest query results differ from the snapshot, then updates have
occurred in the data source, and a new version of the Atom feed is
generated. The latest query results then become the new snapshot in the
staging database. The Atom feed is then read by a feed consumer, which
reconstructs the database updates and applies them to the target
database.

\begin{figure*}[htb]
	\fbox{\parbox[b]{.99\linewidth}{%
		\vskip 0.5cm%
		\centerline{\includegraphics[scale=0.9]{Architecture_basic}}%
		\vskip 0.5cm%
	}}
	\caption{Overview of the basic architecture}
	\label{fig-basic}
\end{figure*}

In the typical use case of weblog syndication, Atom feeds are polled by
clients at regular intervals, and the client determines whether the feed
has changed by comparing the modification time of the feed (encoded in
the \verb|<updated>| element in Figure~\ref{fig-atom-example}) against
the time that the client last checked. This may not be an optimal
approach for propagating database updates, however. If a client polls
the feed less frequently than updates occur at the data source, there is
a danger of updates being lost, as the corresponding entries in the feed
may ``scroll off the end''before the client has a chance to see them. A
simple polling model is therefore inappropriate.

This issue is resolved in our approach by enabling direct communication
between the feed generator and its corresponding feed consumer(s). There
are two methods of achieving this, as indicated by the ``push'' and
``pull'' annotations in Figure~\ref{fig-basic}. In the ``push'' method,
the consumption of feed information is driven primarily by changes in
the source data. When the generator detects such a change (for example,
when a record is updated), it regenerates the feed, then directly
notifies its corresponding consumer, thus ``pushing'' the updates to the
consumer. (Alternatively, the consumer could be said to be listening for
update events from the generator.)

The ``pull'' method is the converse of the push method, in that the flow
of feed information to the target schema is governed by the consumer
itself. Rather than polling a ``static'' feed file, the consumer
requests its corresponding generator to dynamically generate a custom
feed as required. In other words, the consumer ``pulls'' the updates
from the generator. This method may be more suited to a situation where
there are multiple consumers associated with one generator (this is not
shown in Figure~\ref{fig-basic}).

Both methods have their place, and indeed could be combined, as shown on
the right of Figure~\ref{fig-basic}. That is, a generator could generate
a ``static'' feed at regular intervals and notify its consumers, while
also responding to requests for custom dynamic feeds from its consumers.

Figure~\ref{fig-basic} provides no indication as to where on the network
these different components will execute. In practice the precise
location of each component is not critical, as long as they are able to
communicate with each other. Thus, for example, the generator and
consumer could both reside on the source machine, or the generator could
reside on the source machine while the consumer resides on the target
machine, or they could reside on machines separate from both the source
and target.

\section{Prototype Implementation and Testing}
\label{sec-prototype}

We have implemented a basic proof of concept prototype using PHP 5, in
order to explore implementation issues and to do some initial testing of
scalability. The prototype currently supports only the push method and
works only with the MySQL and PostgreSQL database management systems
(DBMS). PHP was chosen because of its excellent DBMS support and
because it enabled us to quickly create web-based modules that could
easily call each other by means of HTTP redirects.

In order to provide context for implementing and evaluating the
prototype, we have developed two simulated scenarios derived from actual
use cases of previous projects. Both case studies follow a similar
structure whereby data are exported as Atom feeds from the source
database(s), then read by a feed consumer before being sent to the
target database.

The first scenario simulates the integration of movie timetable data
from multiple cinema databases into a vendor's movie timetable database.
This database is used to populate an e-catalogue allowing users to query
times and locations of movies currently screening at the cinemas who
contribute data to the system. The Atom feeds in this scenario represent
flows of data from the supplier (the participating cinemas) to the
vendor (the e-catalogue provider).

The second scenario follows on from an earlier research project at the
University of Otago to develop a kiosk-based system for the sale and
distribution of digital music (e.g., MP3 files). The database in the
kiosk is initially populated with information provided by music vendors,
and updates to the suppliers' databases (the sources) are then
propagated to the music kiosk database (the target). The Atom feeds in
this instance are used to maintain an up to date database at the kiosk,
which has the location and description of each music track for sale in
the system.

Both case studies vary in terms of complexity of design and
implementation demands, enabling us to pursue a staged development of
the core components. We first implemented the less complex movie
e-catalogue case study, then used our experience to extend the prototype
to support the music kiosk case study.

Testing of essential functionality has been carried out on the movie
e-catalogue system, but the main focus for extensive testing has been on
the music kiosk retail system. Not only does the music kiosk system
reflect a broader range of functionality requirements, it also has a
much greater volume of data, which provides an excellent opportunity to
test our approach under a variety of loading conditions.

\subsection{Testing Environment}
\label{sec-testing}

We have carried out some initial experiments with the prototype under a
variety of loading conditions to gain some idea of how our approach
might scale with respect to the number of data sources and the number of
updates performed at the source. The results of these experiments will
help us to further refine our approach and identify potential problem
areas.

The testing environment comprised five Apple Power Macintosh G5
computers with dual 1.8\,GHz CPUs and 1\,GB of RAM each. The computers
were connected via an isolated full duplex gigabit ethernet switch.
Installed on each computer were the Apache 1.3 web server, PHP 5, MySQL
4 and the Firefox web browser. Four of the computers were used as data
sources while the fifth computer was used as the target.

Four sets of sample data were generated, with 5,605, 11,210, 16,815 and
22,420 rows, respectively. For each data set, four test runs were
carried out, with the number of data sources ranging from one to four
(that is, the first run had one data source, the second had two sources,
and so on). This approach enabled us to measure how the prototype
performed when dealing with both increasing update volumes and varying
numbers of data sources.

The same data set was loaded onto each of the source computers, and all
the staging databases were emptied. A PHP script representing the feed
generator was then run on each of the source computers by opening it in
the web browser. This script queried the source database, found new
records not in the staging database, and generated an appropriate Atom
feed. The generator script then redirected (``pushed'') to a consumer
script on the same machine, which read the feed, generated appropriate
SQL, then connected to the target database and applied the updates.

The number of updates to be propagated ranged from 5,605 (smallest data
set, one source) to 89,680 (largest data set, four sources). For each
data source, we recorded the elapsed time from when the generator
queried the source database to when the consumer applied updates to the
target. We also recorded the size in bytes of both the generated Atom
feed and the SQL code generated by the consumer script, so that we could
compare the bandwidth requirements of sending an Atom feed across the
network versus sending the equivalent SQL commands.

\section{Preliminary Results}
\label{sec-results}

For the first set of test runs, each source schema was populated with
the 5,605 record data set. Execution times ranged from 74.5 seconds with
one source up to 192.1 seconds with four sources, as shown in
Figure~\ref{fig-run-times}. In other words, a four-fold increase in the
number of updates arriving at the target produced a two and a half times
increase in the execution time.

\begin{figure}
	\fbox{\parbox[b]{.99\linewidth}{%
		\vskip 0.5cm%
		\centerline{\includegraphics[width=\columnwidth,keepaspectratio]{run_times}}%
		\vskip 0.5cm%
	}}
	\caption{Execution time by number of updates and data sources (``push'' method)}
	\label{fig-run-times}
\end{figure}

At the other end of the scale, execution times for the 22,420 record
data set ranged from 395.6 seconds with one source up to 2,424.2 seconds
(about 40 minutes) with four sources (see Figure~\ref{fig-run-times}).
In this instance the execution time with four sources is over six times
that with a single source, and appears to be growing exponentially.

These results were somewhat unexpected; while we had expected execution
times to increase with the number of updates, we had not expected them
to increase quite so dramatically. Further investigation revealed that
some consumers progressed relatively normally, while others appeared to
stop for long intervals. Since we were testing in an isolated network,
the most likely culprit is that all four consumers were attempting to
write to the target simultaneously, and were thus blocking each other.
This problem could be solved by introducing an output queue staging area
between the consumers and the target, which would relieve consumers of
the need to deal with managing the target update process, and present
the target with an orderly sequence of updates, rather than an
overwhelming ``stampede''. It should be noted, however, that our
approach is designed primarily for ongoing update propagation, not
initial schema population. The volume of updates that occurred in our
testing would seem unlikely in typical applications.

The results of comparing the Atom feed size with the consumer-generated
SQL code were also interesting. XML formats are generally very verbose,
so we expected the size of the Atom feeds to be greater than that of the
equivalent SQL commands. We were therefore surprised to find that the
opposite was the case, as shown in Figure~\ref{fig-sizes}. This was
sufficiently surprising that we at first suspected that we had
transposed the results! This was not the case, however.

\begin{figure}
	\fbox{\parbox[b]{.99\linewidth}{%
		\vskip 0.5cm%
		\centerline{\includegraphics[width=\columnwidth,keepaspectratio]{output_sizes}}%
		\vskip 0.5cm%
	}}
	\caption{Comparison of data set size}
	\label{fig-sizes}
\end{figure}

As can be seen in Figure~\ref{fig-sizes}, the size of the generated SQL
code is generally about one and half times that of the Atom feed. This
bodes well for environments where bandwidth may be limited. Compressing
the feed would reduce the size further, something that is not as readily
achievable when sending SQL commands directly via JDBC, for example.

\section{Future Work}
\label{sec-future-work}

As the initial prototype is intended as a basic proof of concept of our
approach, it has been kept as simple as possible in order to facilitate
implementation and testing. There are several obvious extensions to the
basic approach that will be investigated in later iterations.

First, we plan to repeat our tests after implementing the output queue
feature mentioned in Section~\ref{sec-results}, to see if this improves
matters (see Figure~\ref{fig-extended}). Later, we will implement a
transaction simulator to recreate a typical day-to-day production
environment and verify that the approach is effective under more typical
operating conditions. We will also compare our approach against existing
data integration solutions by means of a cost/benefit analysis, and may
investigate measuring various software quality characteristics as
defined by the ISO 9126 standard \cite{ISO-2001-9126-1}.

\begin{figure*}[htb]
	\fbox{\parbox[b]{.99\linewidth}{%
		\vskip 0.5cm%
		\centerline{\includegraphics[scale=0.9]{Architecture_extended}}%
		\vskip 0.5cm%
	}}
	\caption{Possible extensions to the architecture}
	\label{fig-extended}
\end{figure*}

The prototype assumes that all data sources are homogeneous, that is,
that they all share the same semantics and schema. An obvious extension
is to permit heterogeneous data sources that have differing semantics
and schemas. This would require the addition of export and mapping
schemas, and a schema mapping layer to map incoming data from the source
schema to the target schema, as shown in Figure~\ref{fig-extended}.
These components could perhaps make use of the W3C's Web Ontology
Language (OWL) \cite{McGu-DL-2004-OWL} to specify mappings between
source and target schemas.

The prototype also assumes only a single data source underlying each
Atom feed (as implied by Figure~\ref{fig-basic}). It is quite feasible
to have a single feed that is effectively a view layered on top of a
collection of underlying databases, as illustrated at top left in
Figure~\ref{fig-extended} (e.g., a supplier might draw data for their
Atom feed from multiple databases within their organisation). It would
therefore be useful to investigate the possibility of multiple source
databases per Atom feed. Similarly, there is no particular reason to
restrict our approach to a single target database.

The prototype currently only supports the PostgreSQL and MySQL database
management systems (and has so far only been tested with MySQL). While
some simple generalisation has been done to enable the prototype to work
with with both products, an obvious extension is to further generalise
the data source interface to support multiple relational and
non-relational data sources and targets, as illustrated by the
``adaptor'' components in Figure~\ref{fig-extended}.

The data flows shown in Figures~\ref{fig-basic} and~\ref{fig-extended}
imply that our approach is one-way only (i.e., from the data sources to
the target database), but this may not be true in general. It would be
interesting to investigate the possibility of two-way data transfers,
i.e., allowing data to flow from the target back to the sources.

Another extension could be to generalise the ``transport layer'' of the
architecture. We currently use Atom feeds over HTTP connections, but
this may not be suitable for all applications. The architecture could be
generalised to support different transport formats such as UBL or binary
serialisations, and different transport protocols such as Jabber or
email, thus producing a fully-pluggable and very flexible architecture
that can be customised to suit any situation.

Other issues that could be investigated include transaction management,
concurrency control, how to deal with lost connections (rollback and
recovery), and so on.

\section{Conclusion}
\label{sec-conclusion}

In this paper, we discussed a lightweight approach for propagating
updates between databases, based on the Atom XML syndication format.
Cost is a major factor in the slow adoption of data integration
technologies by small to medium enterprises, so our approach could
provide a cost-effective alternative for implementing data integration
infrastructures in small business environments.

We have developed a basic proof-of-concept prototype that is being
evaluated using a series of realistic case studies. Preliminary results
suggest that our approach may not scale well with the number of data
source updates, but this may be due to congestion at the target and is
still under investigation. Somewhat unexpectedly, the preliminary
results also suggest that Atom provides a more compact representation
for propagating updates than sending SQL commands directly. This has
obvious potential for low bandwidth environments.

Our approach is very flexible and there are many interesting directions
in which it can be extended. We expect that by the time of the
conference, we will have completed a more general implementation of the
approach in Java, and have more comprehensive results to report on.

\section*{Acknowledgements}
\label{sec-acknowledgements}

The authors would like to thank Dr. Colin Aldridge and Dr. Stephen
Cranefield for their helpful comments on an early draft of this paper.

\bibliographystyle{agsm}
\bibliography{Atom_updates}

\end{document}

\documentclass{CRPITStyle}

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\begin{document}

\maketitle

\noindent {\em Keywords:} update propagation, data integration, Atom,
SME, lightweight architecture, Semantic Web, B2B

\section{Introduction}
\label{sec-intro}

The remainder of this paper comprises four main sections. In
Section~\ref{sec-background} we provide some general background
information regarding data integration and the Atom syndication format.
In Section~\ref{sec-motivation} we discuss the motivation behind our
approach. We outline the architecture underlying our approach and
discuss the implementation and testing of a proof of concept prototype
in Section~\ref{sec-architecture}. Possible directions for future work
are presented in Section~\ref{sec-future-work}, and the paper concludes
in Section~\ref{sec-conclusion}.

\section{Background}
\label{sec-background}

\subsection{Data Integration}
\label{sec-data-integration}

\begin{enumerate}

\item homogeneous, where all the sources of data share the same
	schema;

\item heterogeneous, where data must be integrated from sources that
	may use different schemas or platforms (e.g., a combination of
	relational and hierarchical databases); and

\item federated, where integration is facilitated by the use of a
	common export schema over all data sources.

\end{enumerate}

\subsection{The Atom Syndication Format}
\label{sec-atom-overview}

In this section we provide a brief overview of the Atom syndication
format and the technologies that led to its development.

\subsubsection{RDF, RSS and the Semantic Web}
\label{sec-rdf-rss}

This kind of scenario is one of the reasons for the W3C's Semantic Web
project \cite{Koiv-MR-2001-W3C}. In the words of its creator, Tim
Berners-Lee, its goal is to:

RDF is a technology that is an integral part of the W3C Semantic Web
initiative, as the following excerpt from the W3C Semantic Web activity
statement will attest:

\subsubsection{Atom}
\label{sec-atom-detail}

\section{Motivation}
\label{sec-motivation}

\section{Update Propagation using Atom}
\label{sec-architecture}

Figure~\ref{fig-basic} shows a basic archiecture for this approach. A
feed generator queries its corresponding data source, and compares the
results against a snapshot stored in a small staging database. If the
latest query results differ from the snapshot, then updates have
occurred in the data source, and a new version of the Atom feed is
generated. The latest query results then become the new snapshot in the
staging database. The Atom feed is read by a feed consumer, which
reconstructs the database updates and passes them to the incoming update
queue for loading into the target database.

In the typical use case of weblog syndication, Atom feeds are polled by
clients at regular intervals, and the client determines whether the feed
has changed by comparing the modification time of the feed against the
time that the client last checked. This may not be an optimal approach
for propagating database updates, however. If a client polls the feed
less frequently than updates occur at the data source, there is a danger
of updates being lost, as the corresponding entries in the feed may
``scroll off the end''before the client has a chance to see them. A
simple polling model is therefore inappropriate.

This issue is resolved in our approach by enabling direct communication
between the feed generator and its corresponding feed consumer(s). This
is indicated by the ``push'' and ``pull'' annotations in
Figure~\ref{fig-basic}. In the ``push'' method, the consumption of feed
information is driven primarily by changes in state of the source data.
When the generator detects a change in state of the source data (for
example when a record is updated), it regenerates the feed, then
directly notifies its corresponding consumer, thus ``pushing'' the
updates to the consumer.

The ``pull'' method is the converse of the push method, in that the flow
of feed information to the target schema is governed by the consumer
itself. Rather than polling a ``static'' feed file, the consumer
requests its corresponding generator to dynamically generate a custom
feed as required. In other words, the consumer ``pulls'' the updates
from the generator. This approach may be more suited to a situation
where there are multiple consumers associated with one generator (not
shown in Figure~\ref{fig-basic}).

Figure~\ref{fig-basic} provides no indication as to where on the network
these different components will execute. In practice the precise
location of each component is not critical, as long as they are able to
communicate with each other. Thus, for example, the generator and
consumer could both reside on the source machine, or be split across the
source and target machines, or indeed could reside anywhere on the
network.

\section{Prototype Implementation and Testing}
\label{sec-prototype}

We have implemented a basic proof of concept prototype in PHP 5, in
order to explore implementation issues and to do some initial testing.
The prototype currently supports only the push method and works with the
MySQL and PostgreSQL database management systems (DBMS). PHP was chosen
because of its excellent database support and because it enabled us to
quickly create web-based modules that could call each other by means of
HTTP redirects.

In order to evaluate the prototype, we have implemented two simulated
scenarios derived from actual use cases of previous projects. Both case
studies follow a similar structure whereby data are exported as Atom
feeds from the source database(s), which are then read by the consumer
module before being sent to the target.

The first scenario simulates the integration of movie timetable data
from multiple cinema databases into a vendor's movie timetable database.
This database is used to populate an e-catalogue allowing users to query
times and locations for movies currently screening at the cinemas who
contribute data to the system. The Atom feeds in this scenario represent
flows of data from the supplier (the participating cinemas) to the
vendor (the e-catalogue provider).

The second scenario follows on from an earlier research project at the
University of Otago to develop a kiosk-based system for the sale and
distribution of digital music (e.g., MP3 files). The database in the
kiosk is populated with information from the vendors who have agreed to
supply content (i.e., music files). In this case, the prototype acts as
a mechanism to propagate data and updates from the suppliers' data
sources to the music kiosk system's database (the target). The Atom
feeds in this instance are used to maintain an up to date database that
has the location and description of each available music track for sale
in the system.

Both case studies vary in terms of complexity of design and
implementation demands, enabling us to pursue a staged development of
the core components. We started with the less complex movie e-catalogue
case study, then built on what was learned and extended what we had
created in order to complete the music kiosk system implementation.

Essential functionality testing on the movie e-catalogue system will be
carried out, but more intensive testing is being focused on the 
music kiosk retail system because it not only contains all the same 
features as found in the first but also reflects more aspects of 
functionality that would be found in many other real world projects, with
its added feature to update existing records held within the target schema.
In addition, the volume of data involved was much greater than that in the
movie e-catalogue system which meant that the music kiosk system provided
an excellent opportunity to test an Atom based system under a variety of 
loading conditions.

The testing environment currently consists of five Apple Power Macintosh
G5 computers with dual 1.8\,GHz CPUs and 1\,GB of RAM each. The
computers are connected via a full duplex gigabit eithernet network
using a Dell PowerConnect 2624 series switch. Software required for the
system consists of a web server (Apache 1.3), PHP 5, a database server
(MySQL 4) and a Web browser (Firefox). Four of the computers are used as
data sources with each having a source schema installed while the fifth
computer is used to house the target schema.

A set of sample data was generated that ranged in equivalent size of
5600 to 22400 rows. For each set of sample data, four ``runs'' are made
with each run having an additional data source added i.e. the first test
run has one data source, the second has two and so on. This approach
allows us to view not only how the system performs when dealing with
increasingly larger amounts of data but also with varying numbers of
``physical'' data sources.

Preliminary load testing to date has yielded data for the push method
prototype pertaining to the time taken to propagate a set of records.
The size of sample data used in testing ranged between 5600 to over 
80,000 rows. In addition, the size of the generated Atom feed and the 
SQL generated for the target schema was also recorded.

For the first set of test runs, each source schema was populated with a
data set equivalent to 5605 records. Execution times ranged from 74.5
seconds with one source, up to 192.1 seconds when four sources/datasets
were processed. Execution time measure here is defined as the total
elapsed time from when data is retrieved from the source, to the time
the data is applied to the target schema.

So in this instance we see that a four-fold increase in sample data size
and data sources lead to an increase in execution time two and a half
times greater than that of the first single source test run.

At the other end of the spectrum, with a significantly larger sample
data set used (22420 records) total elapsed execution time ranged from
395.6 seconds for a single source up to 2424.2 seconds or approximately
40 minutes. So in this instance with an increased sample size we
observed that the time taken to execute four data source/data sets was
more than six times greater than that of a single source.

This may indicate that this current simplified implementation is not
optimised for larger scale sets of data. However it should be noted that
the system is designed predominately with update/state change
propagation, not initial schema population. This finding has further
highlighted the need to investigate the implementation of some kind of
output queue staging area that would relieve the consumer module of the
need to deal with managing the target schema update process.

\section{Preliminary Results}
\label{sec-results}

\begin{figure}
	\fbox{\parbox[b]{.99\linewidth}{%
		\vskip 0.5cm%
		\centerline{\includegraphics[width=\columnwidth,keepaspectratio]{run_times}}%
		\vskip 0.5cm%
	}}
	\caption{Execution time by number and size of data sources (``push'' method)}
	\label{fig-run-times}
\end{figure}

%We are currently implementing a basic proof of concept of this
%architecture, and will evaluate its cost-effectiveness and performance
%compared to other data integration technologies. The prototype builds
%upon existing software available for processing Atom feeds, and adds a
%module (written in PHP) for integrating incoming data from different
%feeds.
%
%The integration module takes as input Atom feeds from multiple data
%sources, which simulate incoming data from client or supplier data sets.
%(For the initial prototype we have assumed that the data feeds are
%homogeneous; obviously this will need to be extended to heterogeneous
%feeds in later versions.) After the Atom feeds have been collected, the
%integration module will integrate the data supplied by the feeds into a
%schema that matches that of the target database, as shown in Figure 1. A
%transaction simulator will be employed to simulate workload and updates
%to the source databases, in order to recreate a day-to-day production
%environment.
%
%In order to evaluate the prototype, we will implement three different
%simulated scenarios derived from actual use cases of previous projects.
%All three case studies follow a similar structure whereby data will be
%exported as Atom feeds from the source database(s), which are then
%consumed by the integration module before being sent to the target
%database for insertion.
%
%The first scenario will simulate the integration of product data from
%multiple suppliers into a vendor's product information database. The
%product information database is used to populate the vendor's online
%product catalogue, which clients use to make decisions regarding goods
%procurement. The Atom feeds in this scenario represent flows of product
%data from the supplier to the vendor.
%
%The second scenario follows on from an earlier research project to
%develop a kiosk system for the sale and distribution of music in digital
%format. The database the kiosk(s) use will be populated with information
%from vendors who have agreed to supply content (e.g., a record label's
%collection of music files). What is needed is a mechanism to integrate
%all the music data from each supplier into the music kiosk system's own
%database. The Atom feeds in this scenario are used to maintain an up to
%date database that has the location and description of each available
%music track for sale in the system.
%
%The third scenario will simulate the implementation of a data
%warehousing solution for a computer components distributor.
%
%Preliminary results from the case study evaluations are expected to be
%available by June 2005. Our primary goal with the initial prototype is
%to prove the feasibility of our approach. We will compare our proposed
%architecture against existing data integration solutions by means of a
%cost/benefit analysis. We may also investigate measuring various
%software quality characteristics as defined by the ISO 9126 standard
%\cite{ISO-2001-9126-1}.

\section{Future Work}
\label{sec-future-work}

As the initial prototype is intended as a basic proof of concept of the
proposed architecture, it has been kept as simple as possible in order
to facilitate implementation and testing. There are several obvious
extensions to the basic architecture that will be investigated in later
iterations.

The initial prototype assumes that all data sources are largely
homogeneous, that is, that they all share similar semantics and data
from them can therefore be relatively easily integrated. An obvious
extension is to permit heterogeneous data sources that have differing
semantics. This would require the addition of export and mapping
schemas, and a schema mapping layer to map incoming data from the source
schema to the target schema, as shown in Figure~\ref{fig-extended}.
These components could perhaps make use of the W3C's Web Ontology
Language (OWL) \cite{McGu-DL-2004-OWL} to map between sources and
targets with differing semantics.

The prototype currently only supports the PostgreSQL and MySQL database
management systems. While some simple generalisation has been done to
enable the prototype to work with with both products, an obvious
extension is to further generalise the data source interface to support
multiple relational and non-relational data sources and targets, as
illustrated by the ``adaptor'' components in Figure~\ref{fig-extended}.

The data flows shown in Figures~\ref{fig-basic} and~\ref{fig-extended}
imply that the proposed architecture is one-way only (i.e., from the
data sources to the target database), but this may not be true in
general. It would therefore be interesting to investigate extending the
architecture to allow for the possibility of two-way data transfers,
i.e., allowing data to flow from the target back to the sources.

Another extension could be to generalise the ``transport layer'' of the
architecture. The architecture is currently based on Atom feeds over
HTTP connections, but this may not be suitable for all applications. The
architecture could be generalised to support different transport formats
such as UBL or binary serialisations, and different transport protocols
such as Jabber or email, thus producing a fully-pluggable and very
flexible architecture that can be customised to suit any situation.

\section{Conclusion}
\label{sec-conclusion}

In this paper, we discussed a lightweight update propagation approach
based on the Atom XML syndication format. Cost is a major factor in the
slow adoption of data integration technologies by small to medium
enterprises, so our approach could provide a cost-effective alternative
for implementing data integration infrastructures in small business
environments.

We have developed a basic proof-of-concept prototype system that is
being evaluated using a series of realistic case studies. Preliminary
results suggest that our approach may not scale well with the number of
data sources, but this is still under investigation. Somewhat
unexpectedly, the preliminary results also suggest that Atom provides a
more compact representation for propagating updates than sending SQL
commands directly. This has obvious potential for low bandwidth
environments.

The approach is very flexible and there are many interesting directions
in which it can be extended. We expect that by the time of the
conference, we will have completed a more general implementation of the
approach in Java, and have more comprehensive results to report on.

\section*{Acknowledgements}
\label{sec-acknowledgements}

The authors would like to thank Dr. Colin Aldridge and Dr. Stephen
Cranefield for their helpful comments on an early draft of this paper.

\bibliographystyle{agsm}
\bibliography{Atom_updates}

\end{document}

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