<!DOCTYPE html PUBLIC "-//W3C//DTD XHTML 1.0 Transitional//EN" "http://www.w3.org/TR/xhtml1/DTD/xhtml1-transitional.dtd"> <html> <head> <title>UTas ePrints - Cooperative Strategies for Facilitating Use of Patented Inventions in Biotechnology</title> <script type="text/javascript" src="http://eprints.utas.edu.au/javascript/auto.js"><!-- padder --></script> <style type="text/css" media="screen">@import url(http://eprints.utas.edu.au/style/auto.css);</style> <style type="text/css" media="print">@import url(http://eprints.utas.edu.au/style/print.css);</style> <link rel="icon" href="/images/eprints/favicon.ico" type="image/x-icon" /> <link rel="shortcut icon" href="/images/eprints/favicon.ico" type="image/x-icon" /> <link rel="Top" href="http://eprints.utas.edu.au/" /> <link rel="Search" href="http://eprints.utas.edu.au/cgi/search" /> <meta content="Nicol, Dianne" name="eprints.creators_name" /> <meta content="Hope, Janet" name="eprints.creators_name" /> <meta content="Dianne.Nicol@utas.edu.au" name="eprints.creators_id" /> <meta name="eprints.creators_id" /> <meta content="article" name="eprints.type" /> <meta content="2007-12-18 22:19:24" name="eprints.datestamp" /> <meta content="2008-01-15T02:41:22Z" name="eprints.lastmod" /> <meta content="show" name="eprints.metadata_visibility" /> <meta content="Cooperative Strategies for Facilitating Use of Patented Inventions in Biotechnology" name="eprints.title" /> <meta content="pub" name="eprints.ispublished" /> <meta content="390114" name="eprints.subjects" /> <meta content="restricted" name="eprints.full_text_status" /> <meta content="This article explores possible mechanisms for ensuring that the innovation goal of the patent system is achieved by facilitating better use of patented inventions in biotechnology, taking into account the complex relationships between owners and users. We argue that a measured approach is necessary, reflecting the delicate balance of innovation. The patent system itself already provides some mechanisms, discussed briefly in the first part of this article. However, we see a benefit in expanding patent owners’ repertoire to include industry-driven mechanisms that may be more finely tuned to the needs of particular industry participants or groups of participants. Examples include patent pooling, clearinghouse mechanisms and open source licensing. Such mechanisms may be adjusted to take account of trial and error learning in specific industry contexts, and may engender greater commitment on the part of industry than involuntary, ‘top down’ regulation. Such private mechanisms for ordering transactions among intellectual property holders would complement rather than displace existing public mechanisms. The law is necessarily a blunt instrument; where applicable, the methods we canvass in this article promise greater efficiency through superior flexibility and specificity." name="eprints.abstract" /> <meta content="2006" name="eprints.date" /> <meta content="published" name="eprints.date_type" /> <meta content="Law in Context" name="eprints.publication" /> <meta content="24" name="eprints.volume" /> <meta content="1" name="eprints.number" /> <meta content="85-112" name="eprints.pagerange" /> <meta content="TRUE" name="eprints.refereed" /> <meta content="0811-5796" name="eprints.issn" /> <meta content="http://www.federationpress.com.au/journals/abstract.asp?id=205" name="eprints.official_url" /> <meta content="Advisory Council on Intellectual Property ALRC (2004) Patents and Experimental Use. Canberra: Australian Government. Atkinson, R., R.N. Beachy, G. Conway, F.A. Cordara, M.A. Fox, K.A. Holbrook, D.F. Klessig, R.L. McCormick, P.M. McPherson, H.R. Rawlings III, R. Rapson, L.N. Vanderhoef, J.D. Wiley and C.E. Young (2003) ‘Public Sector Collaboration for Agricultural IP Management’, 301 Science 174. Australian Law Reform Commission (2004) Report 99. Genes and Ingenuity: Gene Patenting and Human Health. Canberra: Australian Government. Barton, J.H. (2002) ‘Patents, Genomics, Research and Diagnostics’, 77 Academic Medicine 1339. Bendekgey, L. and D. Hamlet-Cox (2002) ‘Gene Patents and Innovation’, 77 Academic Medicine 1373. Boettiger, S. and A.B. Bennett (2006) ‘Bayh-Dole: If We Knew Then What We Know Now’, 24 Nature Biotechnology 320. Braithwaite, J. and P. Drahos (2000) Global Business Regulation. Cambridge: Cambridge University Press. Broothaerts, W., H.J. Mitchell, B.Weir, S.Kaines, L.M.A. Smith, W.Yang, C. Roa- Rodrigues and R.A.Jefferson (2005) ‘Gene Transfer to Plants by Diverse Species of Bacteria’, 433 Nature 629. CAMBIA and IRRI (2005) ‘Open Source Biotechnology Alliance for International Agriculture: Mapping the Patent Maze to Forge a Shared Toolkit’, press release 7 December 2005. Canadian Biotechnology Advisory Council (2006) Report: Human Genetic Materials, Intellectual Property and the Health Sector. Ottawa: Government of Canada. Carlson, S. (1999) ‘Patent Pools and the Antitrust Dilemma’, 16 Yale Journal on Regulation 359. Chilton, M. (2005) ‘Adding Diversity to Plant Transformation’, 23 Nature Biotechnology 309. Clark, J., J. Piccolo, B. Stanton and K.Tyson (2000) Patent Pools: A Solution to the Problem of Access in Biotechnology Patents? Washington: United States Patent and Trademark Office. Delmer, D.P., C. Nottenburg, G.G. Graff and A.B. Bennett (2003) ‘Intellectual Property for International Development in Agriculture’, 133 Plant Physiology 1666. Dent, C., P. Jensen, S. Waller and B. Webster (2006) OECD STI Working Paper 2006/2: Research Use of Patented Knowledge: A Review. Paris: OECD. Drahos, P. (2000) ‘Indigenous Knowledge, Intellectual Property and Biopiracy: Is a Global Biocollecting Society the Answer?’ 22 European Intellectual Property Review 245. Dreyfuss, R.C. (2003) Varying the Course in Patenting Genetic Material: A Counter- Proposal to Richard Epstein’s Steady Course. NYU Law School, Public Law Research Paper No. 59. Ebersole, T.J., M.N. Guthrie and J.A. Goldstein (2005) ‘Patent Pools and Standard Setting in Diagnostic Genetics’, 23 Nature Biotechnology 937. European Union (2004) ‘Commission Regulation (EC) No 772/2004 of 27 April 2004 on the Application of Article 81(3) of the Treaty to Categories of Technology Transfer Agreements’, Official Journal of the European Union L123/111. Gilbert, R.J. (2004) ‘Antitrust for Patent Pools: a Century of Policy Evolution’ Stanford Technology Law Review 3. Goldstein, J.A. and E. Golod (2002) ‘Human Gene Patents’, 77 Academic Medicine 1315. Graff G. and D. 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Human Genome Organisation (2003) Statement on the Scope of Gene Patents, Research Exemption, and Licensing of Patented Gene Sequences for Diagnostics. Iles, K. (2005) ‘A Comparative Analysis of the Impact of Experimental Use Exemptions in Patent Law on Incentives to Innovate’, 4 Northwestern Journal of Technology and Intellectual Property 61. Intellectual Property Institute (2004) Patents for Genetic Sequences: The Competitiveness of Current UK Law and Practice. London: Department of Industry and Trade. Japanese Federal Trade Commission (2005) Guidelines on Standardisation and Patent Pool Arrangements Kapczynski, A., S. Chaifetz, Z. Katz and Y.Benkler (2005) Addressing Global Health Inequities: an Open Licensing Approach for University Innovations’, 20 Berkeley Technology Law Journal 1031. Krattiger, A.F. (2004) ‘Financing the Bioindustry and Facilitating Biotechnology Transfer’, 8 IP Strategy Today 1. Lerner, J., M. Strojwas and J. Tirole (2005) ‘The Design of Patent Pools: the Determinants of Licensing Rules’, IDEI Working Paper n.187, available at: http://idei.fr/activity.php?r=551 Mazzeloni, R. and R. Nelson (1998) ‘Economic Theories about the Benefits and Costs of Patents’, 32 Journal of Economic Issues 1031. McMillan, J. (2002) Reinventing the Bazaar: The Natural History of Markets. London: Norton. Merges, R. (1996) ‘Property Rights Theory and the Commons: the Case of Scientific Research’ 13 Social Philosophy & Policy 145. Merges, R. (1996b) ‘Contracting into Liability Rules: Intellectual Property Rights and Collective Rights Organizations’ 84 California Law Review 1293. Merges, R. (2001) ‘Institutions for Intellectual Property Transactions: the Case of Patent Pools’, in R.C. Dreyfuss, D. L. Zimmerman and H. First (eds.), Expanding the Boundaries of Intellectual Property: Innovation Policy for the Knowledge Society. Oxford University Press. Merrill, S.A., R.C. Levine and M.B. Myers (eds) (2004) A Patent System for the 21st Century. Washington: National Academies Press. National Institutes of Health (1999) ‘Principles and Guidelines for Recipients of NIH Research Grants and Contracts on Obtaining and Disseminating Biomedical Research Resources: Final Notice’, 64 Federal Register 72090. National Institutes of Health (2005) ‘Best Practices for the Licensing of Genomic Inventions: Final Notice’ 70 Federal Register 18413 Nicol, D. and J. Nielsen (2003) Patents and Medical Biotechnology: An Empirical Analysis of Issues Facing the Australian Industry. Hobart: Occasional Paper No 6, Centre for Law and Genetics. Nicol, D. and J. Nielsen (2005) ‘Australian Medical Biotechnology: Navigating a Complex Patent Landscape’, European Intellectual Property Review 313. Nicol, D. (2005) ‘On the Legality of Gene Patents’, 29 Melbourne University Law Review 809. Nicol, D. (2006) ‘Genetic Research and Commercialisation’, in: I Freckleton and K Petersen (eds.) Disputes and Dilemmas in Health Law Chapter 24. In press Nuffield Council on Bioethics (2002) The Ethics of Patenting DNA: A Discussion Paper. London: Nuffield Council on Bioethics. OECD (2004) Patents and Innovation: Trends and Policy Changes. Paris: OECD. Rimmer, M. (2005) ‘The Freedom to Tinker: Patent Law and Experimental Use’ 15 Expert Opinion 167. Rosen, L. (2003) ‘A Legal View from the Open Source Community’ in B. Fitzgerald and G. Basset (eds.) Legal Issues Relating to Free and Open Source Software, Essays in Technology Policy and Law (Volume 1). Brisbane: Queensland University of Technology School of Law. Rosen, L. (2005) Open Source Licensing: Software Freedom and Intellectual Property Law. New Jersey: Prentice Hall. Shaffer Van Houweling, M. (2002) ‘Cultivating Open Information Platforms: A Land Trust Model’, 1 Journal of Telecommunications and High Technology Law, 12 Shapiro, C. (2001) ‘Navigating the Patent Thicket: Cross Licences, Patent Pools and Standard-Setting’, in A. Jaffe, J. Lerner and S. Stern (eds.) Innovation Policy and the Economy. Cambridge, Mass: MIT Press. Simon, J.H.M., E. Claassen, C.E. Correa and A.D.M.E. Osterhaus (2005) Managing Severe Acute Respiratory Syndrome (SARS) Intellectual Property Rights: the Possible Role of Patent Pooling’, 83 Bulletin of the World Health Organisation 707. Strandburg, K. (2004) ‘What Does the Public Get? Experimental Use and the Patent Bargain’, Wisconsin Law Review 81. Straus, J., H. Holzapfel and M. Lindenmeir (2002) Empirical Survey on ‘Genetic Inventions and Patent Law’. US Department of Justice and Federal Trade Commission (1995) Antitrust Guidelines for the Licensing of Intellectual Property. Washington: US Department of Justice. Van Overwalle, G., E. Van Zimmern, B.Verbeure and G.Matthijs (2006) ‘Models for Facilitating Access to Patents on Genetic Inventions’, 7 Nature Review Genetics 143. Verbeure, B., E van Zimmeren, G.Matthijs and G. Van Overwalle (2006) ‘Patent Pools and Diagnostic Testing’ (2006) 24 Trends in Biotechnology 115. von Hippel, E. (2005) Democratizing Innovation. Cambridge, Mass: MIT Press. Walsh, J.P., A. Arora, and W.M Cohen (2003a) ‘Effects of Research Tool Patenting and Licensing on Biomedical Innovation’, in W.M. Cohen and S.A. Merrill (eds), Patents in the Knowledge-Based Economy. Washington: National Academy Press Walsh, J.P., A. Arora, and W.M Cohen (2003b) ‘Working Through the Patent Problem’, 299 Science 1021. Walsh, J.P., C. Cho and W.M. Cohen (2005) ‘View from the Bench: Patents and Material Transfers’ 309 Science 2002. Weber, S. (2004) The Success of Open Source. Cambridge, Mass: Harvard University Press." name="eprints.referencetext" /> <meta content="Nicol, Dianne and Hope, Janet (2006) Cooperative Strategies for Facilitating Use of Patented Inventions in Biotechnology. Law in Context, 24 (1). pp. 85-112. 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However, we see a benefit in expanding patent owners’ repertoire to include industry-driven mechanisms that may be more finely tuned to the needs of particular industry participants or groups of participants. Examples include patent pooling, clearinghouse mechanisms and open source licensing. Such mechanisms may be adjusted to take account of trial and error learning in specific industry contexts, and may engender greater commitment on the part of industry than involuntary, ‘top down’ regulation. Such private mechanisms for ordering transactions among intellectual property holders would complement rather than displace existing public mechanisms. The law is necessarily a blunt instrument; where applicable, the methods we canvass in this article promise greater efficiency through superior flexibility and specificity." name="DC.description" /> <meta content="2006" name="DC.date" /> <meta content="Article" name="DC.type" /> <meta content="PeerReviewed" name="DC.type" /> <meta content="application/pdf" name="DC.format" /> <meta content="http://eprints.utas.edu.au/2570/1/Nicol_and_Hope_LIC.pdf" name="DC.identifier" /> <meta content="http://www.federationpress.com.au/journals/abstract.asp?id=205" name="DC.relation" /> <meta content="Nicol, Dianne and Hope, Janet (2006) Cooperative Strategies for Facilitating Use of Patented Inventions in Biotechnology. Law in Context, 24 (1). pp. 85-112. 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border: solid 1px #ccc; padding: 3px"><tr> <td align="left"><a href="http://eprints.utas.edu.au/cgi/users/home">Login</a> | <a href="http://eprints.utas.edu.au/cgi/register">Create Account</a></td> <td align="right" style="white-space: nowrap"> <form method="get" accept-charset="utf-8" action="http://eprints.utas.edu.au/cgi/search" style="display:inline"> <input class="ep_tm_searchbarbox" size="20" type="text" name="q" /> <input class="ep_tm_searchbarbutton" value="Search" type="submit" name="_action_search" /> <input type="hidden" name="_order" value="bytitle" /> <input type="hidden" name="basic_srchtype" value="ALL" /> <input type="hidden" name="_satisfyall" value="ALL" /> </form> </td> </tr></table></td></tr> <tr> <td class="toplinks"><!-- InstanceBeginEditable name="content" --> <div align="center"> <table width="720" class="ep_tm_main"><tr><td align="left"> <h1 class="ep_tm_pagetitle">Cooperative Strategies for Facilitating Use of Patented Inventions in Biotechnology</h1> <p style="margin-bottom: 1em" class="not_ep_block"><span class="person_name">Nicol, Dianne</span> and <span class="person_name">Hope, Janet</span> (2006) <xhtml:em>Cooperative Strategies for Facilitating Use of Patented Inventions in Biotechnology.</xhtml:em> Law in Context, 24 (1). pp. 85-112. ISSN 0811-5796</p><p style="margin-bottom: 1em" class="not_ep_block"></p><table style="margin-bottom: 1em" class="not_ep_block"><tr><td valign="top" style="text-align:center"><a href="http://eprints.utas.edu.au/2570/1/Nicol_and_Hope_LIC.pdf"><img alt="[img]" src="http://eprints.utas.edu.au/style/images/fileicons/application_pdf.png" border="0" class="ep_doc_icon" /></a></td><td valign="top"><a href="http://eprints.utas.edu.au/2570/1/Nicol_and_Hope_LIC.pdf"><span class="ep_document_citation">PDF (Author Version)</span></a> - Full text restricted - Requires a PDF viewer<br />324Kb</td><td><form method="get" accept-charset="utf-8" action="http://eprints.utas.edu.au/cgi/request_doc"><input value="3378" name="docid" accept-charset="utf-8" type="hidden" /><div class=""><input value="Request a copy" name="_action_null" class="ep_form_action_button" onclick="return EPJS_button_pushed( '_action_null' )" type="submit" /> </div></form></td></tr></table><p style="margin-bottom: 1em" class="not_ep_block">Official URL: <a href="http://www.federationpress.com.au/journals/abstract.asp?id=205">http://www.federationpress.com.au/journals/abstract.asp?id=205</a></p><div class="not_ep_block"><h2>Abstract</h2><p style="padding-bottom: 16px; text-align: left; margin: 1em auto 0em auto">This article explores possible mechanisms for ensuring that the innovation goal of the patent system is achieved by facilitating better use of patented inventions in biotechnology, taking into account the complex relationships between owners and users. We argue that a measured approach is necessary, reflecting the delicate balance of innovation. The patent system itself already provides some mechanisms, discussed briefly in the first part of this article. However, we see a benefit in expanding patent owners’ repertoire to include industry-driven mechanisms that may be more finely tuned to the needs of particular industry participants or groups of participants. Examples include patent pooling, clearinghouse mechanisms and open source licensing. Such mechanisms may be adjusted to take account of trial and error learning in specific industry contexts, and may engender greater commitment on the part of industry than involuntary, ‘top down’ regulation. Such private mechanisms for ordering transactions among intellectual property holders would complement rather than displace existing public mechanisms. The law is necessarily a blunt instrument; where applicable, the methods we canvass in this article promise greater efficiency through superior flexibility and specificity.</p></div><table style="margin-bottom: 1em" border="0" cellpadding="3" class="not_ep_block"><tr><th valign="top" class="ep_row">Item Type:</th><td valign="top" class="ep_row">Article</td></tr><tr><th valign="top" class="ep_row">Subjects:</th><td valign="top" class="ep_row"><a href="http://eprints.utas.edu.au/view/subjects/390114.html">390000 Law, Justice and Law Enforcement > 390100 Law > 390114 Intellectual Property</a></td></tr><tr><th valign="top" class="ep_row">ID Code:</th><td valign="top" class="ep_row">2570</td></tr><tr><th valign="top" class="ep_row">Deposited By:</th><td valign="top" class="ep_row"><span class="ep_name_citation"><span class="person_name">A/Prof Dianne Nicol</span></span></td></tr><tr><th valign="top" class="ep_row">Deposited On:</th><td valign="top" class="ep_row">19 Dec 2007 09:19</td></tr><tr><th valign="top" class="ep_row">Last Modified:</th><td valign="top" class="ep_row">15 Jan 2008 13:41</td></tr><tr><th valign="top" class="ep_row">ePrint Statistics:</th><td valign="top" class="ep_row"><a target="ePrintStats" href="/es/index.php?action=show_detail_eprint;id=2570;">View statistics for this ePrint</a></td></tr></table><p align="right">Repository Staff Only: <a href="http://eprints.utas.edu.au/cgi/users/home?screen=EPrint::View&eprintid=2570">item control page</a></p> </td></tr></table> </div> <!-- InstanceEndEditable --></td> </tr> <tr> <td><!-- #BeginLibraryItem "/Library/footer_eprints.lbi" --> <table width="795" border="0" align="left" cellpadding="0" class="footer"> <tr valign="top"> <td colspan="2"><div align="center"><a href="http://www.utas.edu.au">UTAS home</a> | <a href="http://www.utas.edu.au/library/">Library home</a> | <a href="/">ePrints home</a> | <a href="/contact.html">contact</a> | <a href="/information.html">about</a> | <a href="/view/">browse</a> | <a href="/perl/search/simple">search</a> | <a href="/perl/register">register</a> | <a href="/perl/users/home">user area</a> | <a href="/help/">help</a></div><br /></td> </tr> <tr><td colspan="2"><p><img src="/images/eprints/footerline.gif" width="100%" height="4" /></p></td></tr> <tr valign="top"> <td width="68%" class="footer">Authorised by the University Librarian<br /> © University of Tasmania ABN 30 764 374 782<br /> <a href="http://www.utas.edu.au/cricos/">CRICOS Provider Code 00586B</a> | <a href="http://www.utas.edu.au/copyright/copyright_disclaimers.html">Copyright & Disclaimers</a> | <a href="http://www.utas.edu.au/accessibility/index.html">Accessibility</a> | <a href="http://eprints.utas.edu.au/feedback/">Site Feedback</a> </td> <td width="32%"><div align="right"> <p align="right" class="NoPrint"><a href="http://www.utas.edu.au/"><img src="http://www.utas.edu.au/shared/logos/unioftasstrip.gif" alt="University of Tasmania Home Page" width="260" height="16" border="0" align="right" /></a></p> <p align="right" class="NoPrint"><a href="http://www.utas.edu.au/"><br /> </a></p> </div></td> </tr> <tr valign="top"> <td><p> </p></td> <td><div align="right"><span class="NoPrint"><a href="http://www.eprints.org/software/"><img src="/images/eprintslogo.gif" alt="ePrints logo" width="77" height="29" border="0" align="bottom" /></a></span></div></td> </tr> </table> <!-- #EndLibraryItem --> <div align="center"></div></td> </tr> </table> </body> </html>